TOON Risk Flags
Consolidated view of every risk_flag row TOONhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25 · Jun 23, 2023 | Form 25 filed 2023-06-23 (accession 0001683168-23-004390) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Auditor Change | low | 10-K · Apr 9, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-09 (accession 0001355848-24-000052) was 'Baker Tilly US, LLP' (PCAOB Firm ID: 100). Prior 10-K filed 2023-04-13 (accession 0001355848-23-000011) was 'Baker Tilly US, LLP' (PCAOB Firm ID: 23). | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001355848-24-000041) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-09 (accession 0001355848-24-000052), 10 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001683168-23-008161) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-17 (accession 0001355848-23-000031), 3 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2023 | Form NT 10-Q filed 2023-05-16 (accession 0001683168-23-003469) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-22 (accession 0001355848-23-000015), 7 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 3, 2023 | Form NT 10-K filed 2023-04-03 (accession 0001683168-23-002104) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-13 (accession 0001355848-23-000011), 13 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2022 | Form NT 10-Q filed 2022-08-16 (accession 0001683168-22-005787) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-17 (accession 0001683168-22-005856), 3 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2022 | Form NT 10-K filed 2022-04-01 (accession 0001683168-22-002258) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-06 (accession 0001683168-22-002385), 6 days after the 2022-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 18, 2021 | Form NT 10-Q filed 2021-05-18 (accession 0001683168-21-002080) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-18 (accession 0001683168-21-002082), 3 days after the 2021-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2020 | Form NT 10-Q filed 2020-05-15 (accession 0001683168-20-001621) notified the SEC of delayed 10-Q filing for period ending 2020-03-31. Substantive filing landed 2020-05-18 (accession 0001683168-20-001639), 3 days after the 2020-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2019 | Form NT 10-Q filed 2019-08-14 (accession 0001683168-19-002624) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-08-19 (accession 0001683168-19-002705), 5 days after the 2019-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2014 | Form NT 10-Q filed 2014-05-15 (accession 0001019687-14-001960) notified the SEC of delayed 10-Q filing for period ending 2014-03-31. Substantive filing landed 2014-05-20 (accession 0001019687-14-002070), 5 days after the 2014-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2014 | Form NT 10-K filed 2014-03-31 (accession 0001019687-14-001099) notified the SEC of delayed 10-K filing for period ending 2013-12-31. Substantive filing landed 2014-04-15 (accession 0001019687-14-001409), 15 days after the 2014-03-31 filing … | view ↗ |
Related on TOON
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.