TONX Risk Flags
Consolidated view of every risk_flag row TONXhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Apr 5, 2024 | Form 25-NSE filed 2024-04-05 (accession 0001354457-24-000236) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001493152-23-010327) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-17 (accession 0001493152-23-012571), 17 days after the 2023-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K · Apr 1, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-01 (accession 0001493152-24-012416) was 'Grassi & Co., CPAs, P.C.' (PCAOB Firm ID: 606). Prior 10-K filed 2023-04-17 (accession 0001493152-23-012571) was 'Weinberg & Company, P.A.' (PCAOB Firm ID: … | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001493152-23-017427) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-22 (accession 0001493152-23-018583), 7 days after the 2023-05-15 filing d… | view ↗ |
Related on TONX
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.