TLSI Risk Flags
Consolidated view of every risk_flag row TLSIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K/A · May 30, 2025 | PCAOB-tagged auditor in 10-K/A filed 2025-05-30 (accession 0001826667-25-000070) was 'Grant Thornton LLP' (PCAOB Firm ID: 248). Prior 10-K filed 2024-04-11 (accession 0001826667-24-000005) was 'KPMG LLP' (PCAOB Firm ID: 185). | view ↗ |
| Auditor Change | medium | 10-K · Apr 11, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-11 (accession 0001826667-24-000005) was 'KPMG LLP' (PCAOB Firm ID: 185). Prior 10-K filed 2023-03-22 (accession 0001410578-23-000332) was 'WithumSmith+Brown, PC' (PCAOB Firm ID: 100). | view ↗ |
| Delisting | medium | 25-NSE · Aug 10, 2023 | Form 25-NSE filed 2023-08-10 (accession 0001354457-23-000571) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q · May 17, 2021 | Form NT 10-Q filed 2021-05-17 (accession 0001104659-21-068219) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-06-28 (accession 0001104659-21-086346), 44 days after the 2021-05-15 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 28, 2025 | Form NT 10-K filed 2025-03-28 (accession 0001826667-25-000027) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-15 (accession 0001826667-25-000030), 15 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K · Apr 2, 2024 | Form NT 10-K filed 2024-04-02 (accession 0001104659-24-042145) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-11 (accession 0001826667-24-000005), 12 days after the 2024-03-30 filing … | view ↗ |
Related on TLSI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.