TLS Risk Flags
Consolidated view of every risk_flag row TLShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Aug 15, 2008 | Form NT 10-Q filed 2008-08-15 (accession 0001193125-08-179419) notified the SEC of delayed 10-Q filing for period ending 2008-06-30. Substantive filing landed 2008-12-17 (accession 0001193125-08-254433), 125 days after the 2008-08-14 filing… | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2008 | Form NT 10-K filed 2008-04-01 (accession 0001193125-08-072453) notified the SEC of delayed 10-K filing for period ending 2007-12-31. Substantive filing landed 2008-12-17 (accession 0001193125-08-254438), 262 days after the 2008-03-30 filing… | view ↗ |
| Auditor Change | medium | 10-K · Mar 15, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-15 (accession 0000320121-24-000017) was 'PricewaterhouseCoopers LLP' (PCAOB Firm ID: 238). Prior 10-K filed 2023-03-16 (accession 0000320121-23-000016) was 'BDO USA, LLP' (PCAOB Firm ID: 243). | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2007 | Form NT 10-K filed 2007-04-02 (accession 0001193125-07-071930) notified the SEC of delayed 10-K filing for period ending 2006-12-31. Substantive filing landed 2007-04-23 (accession 0001193125-07-087788), 23 days after the 2007-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2006 | Form NT 10-Q filed 2006-05-16 (accession 0001193125-06-113835) notified the SEC of delayed 10-Q filing for period ending 2006-03-31. Substantive filing landed 2006-06-22 (accession 0001193125-06-133875), 38 days after the 2006-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 3, 2006 | Form NT 10-K filed 2006-04-03 (accession 0001193125-06-071811) notified the SEC of delayed 10-K filing for period ending 2005-12-31. Substantive filing landed 2006-05-23 (accession 0001193125-06-117380), 53 days after the 2006-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2005 | Form NT 10-K filed 2005-03-31 (accession 0001193125-05-067066) notified the SEC of delayed 10-K filing for period ending 2004-12-31. Substantive filing landed 2005-04-18 (accession 0001193125-05-077957), 18 days after the 2005-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2004 | Form NT 10-K filed 2004-03-30 (accession 0001193125-04-054039) notified the SEC of delayed 10-K filing for period ending 2003-12-31. Substantive filing landed 2004-04-15 (accession 0001193125-04-062537), 16 days after the 2004-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2001 | Form NT 10-K filed 2001-04-02 (accession 0000320121-01-000005) notified the SEC of delayed 10-K filing for period ending 2000-12-31. Substantive filing landed 2001-04-16 (accession 0000320121-01-000007), 16 days after the 2001-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 1, 2022 | Form NT 10-K filed 2022-03-01 (accession 0000320121-22-000049) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-03-28 (accession 0000320121-22-000064), 3 days before the 2022-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2017 | Form NT 10-Q filed 2017-08-15 (accession 0000320121-17-000024) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-08-22 (accession 0000320121-17-000030), 8 days after the 2017-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 17, 2015 | Form NT 10-Q filed 2015-11-17 (accession 0000320121-15-000035) notified the SEC of delayed 10-Q filing for period ending 2015-09-30. Substantive filing landed 2015-11-17 (accession 0000320121-15-000037), 3 days after the 2015-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2009 | Form NT 10-K filed 2009-04-01 (accession 0001193125-09-070482) notified the SEC of delayed 10-K filing for period ending 2008-12-31. Substantive filing landed 2009-04-15 (accession 0001193125-09-079680), 15 days after the 2009-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2007 | Form NT 10-Q filed 2007-11-15 (accession 0001193125-07-248548) notified the SEC of delayed 10-Q filing for period ending 2007-09-30. Substantive filing landed 2007-11-19 (accession 0001193125-07-250419), 5 days after the 2007-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2007 | Form NT 10-Q filed 2007-08-14 (accession 0001193125-07-182725) notified the SEC of delayed 10-Q filing for period ending 2007-06-30. Substantive filing landed 2007-08-20 (accession 0001193125-07-186017), 6 days after the 2007-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2006 | Form NT 10-Q filed 2006-11-15 (accession 0001193125-06-236320) notified the SEC of delayed 10-Q filing for period ending 2006-09-30. Substantive filing landed 2006-11-20 (accession 0001193125-06-239378), 6 days after the 2006-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2005 | Form NT 10-Q filed 2005-11-15 (accession 0001193125-05-226122) notified the SEC of delayed 10-Q filing for period ending 2005-09-30. Substantive filing landed 2005-11-21 (accession 0001193125-05-230264), 7 days after the 2005-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2004 | Form NT 10-Q filed 2004-11-15 (accession 0001193125-04-197217) notified the SEC of delayed 10-Q filing for period ending 2004-09-30. Substantive filing landed 2004-11-22 (accession 0001193125-04-201409), 8 days after the 2004-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2004 | Form NT 10-Q filed 2004-08-16 (accession 0001193125-04-141907) notified the SEC of delayed 10-Q filing for period ending 2004-06-30. Substantive filing landed 2004-08-23 (accession 0001193125-04-144567), 9 days after the 2004-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2003 | Form NT 10-Q filed 2003-11-14 (accession 0001193125-03-081926) notified the SEC of delayed 10-Q filing for period ending 2003-09-30. Substantive filing landed 2003-11-20 (accession 0001193125-03-084123), 6 days after the 2003-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2002 | Form NT 10-K filed 2002-04-01 (accession 0000320121-02-000002) notified the SEC of delayed 10-K filing for period ending 2001-12-31. Substantive filing landed 2002-04-04 (accession 0000320121-02-000005), 4 days after the 2002-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 1999 | Form NT 10-K filed 1999-04-01 (accession 0000320121-99-000004) notified the SEC of delayed 10-K filing for period ending 1998-12-31. Substantive filing landed 1999-04-02 (accession 0000320121-99-000005), 2 days after the 1999-03-31 filing d… | view ↗ |
Related on TLS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.