TCX Risk Flags
Consolidated view of every risk_flag row TCXhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25 · Dec 27, 2013 | Form 25 filed 2013-12-27 (accession 0001437749-13-016489) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Auditor Change | low | 10-K · Apr 1, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-01 (accession 0001437749-24-010358) was 'Deloitte LLP' (PCAOB Firm ID: 1208). Prior 10-K/A filed 2023-06-06 (accession 0001437749-23-016767) was 'KPMG LLP' (PCAOB Firm ID: 85). | view ↗ |
| Late Filing | low | NT 10-K · Mar 15, 2024 | Form NT 10-K filed 2024-03-15 (accession 0001437749-24-008134) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-01 (accession 0001437749-24-010358), 2 days after the 2024-03-30 filing d… | view ↗ |
Related on TCX
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.