TBBK Risk Flags
Consolidated view of every risk_flag row TBBKhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · May 13, 2015 | Form NT 10-Q filed 2015-05-13 (accession 0000950159-15-000145) notified the SEC of delayed 10-Q filing for period ending 2015-03-31. Substantive filing landed 2015-09-29 (accession 0001295401-15-000011), 137 days after the 2015-05-15 filing… | view ↗ |
| Late Filing | high | NT 10-K · Mar 16, 2015 | Form NT 10-K filed 2015-03-16 (accession 0000950159-15-000076) notified the SEC of delayed 10-K filing for period ending 2014-12-31. Substantive filing landed 2015-09-28 (accession 0001295401-15-000005), 181 days after the 2015-03-31 filing… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 7, 2015 | Form NT 10-Q filed 2015-08-07 (accession 0000950159-15-000254) notified the SEC of delayed 10-Q filing for period ending 2015-06-30. Substantive filing landed 2015-09-29 (accession 0001295401-15-000011), 46 days after the 2015-08-14 filing … | view ↗ |
| Auditor Change | low | 10-K · Feb 25, 2026 | PCAOB-tagged auditor in 10-K filed 2026-02-25 (accession 0001295401-26-000002) was 'GRANT THORNTON LLP' (PCAOB Firm ID: 248). Prior 10-K/A filed 2025-04-07 (accession 0001562762-25-000074) was 'Crowe LLP' (PCAOB Firm ID: 173). | view ↗ |
| Auditor Change | low | 10-K/A · Apr 7, 2025 | PCAOB-tagged auditor in 10-K/A filed 2025-04-07 (accession 0001562762-25-000074) was 'Crowe LLP' (PCAOB Firm ID: 173). Prior 10-K filed 2024-02-29 (accession 0001562762-24-000049) was 'GRANT THORNTON LLP' (PCAOB Firm ID: 248). | view ↗ |
| Late Filing | low | NT 10-K · Mar 4, 2025 | Form NT 10-K filed 2025-03-04 (accession 0002039852-25-000054) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-07 (accession 0001562762-25-000074), 7 days after the 2025-03-31 filing d… | view ↗ |
Related on TBBK
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.