SYM Risk Flags
Consolidated view of every risk_flag row SYMhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | low | NT 10-K · Nov 27, 2024 | Form NT 10-K filed 2024-11-27 (accession 0001193125-24-266535) notified the SEC of delayed 10-K filing for period ending 2024-09-28. Substantive filing landed 2024-12-04 (accession 0001837240-24-000232), 23 days before the 2024-12-27 filing… | view ↗ |
| Auditor Change | low | 10-K · Dec 9, 2022 | PCAOB-tagged auditor in 10-K filed 2022-12-09 (accession 0001837240-22-000049) was 'GRANT THORNTON LLP' (PCAOB Firm ID: 248). Prior 10-K filed 2022-03-23 (accession 0001193125-22-082751) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
Related on SYM
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.