SWBI Risk Flags
Consolidated view of every risk_flag row SWBIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | low | 10-K · Jun 20, 2025 | PCAOB-tagged auditor in 10-K filed 2025-06-20 (accession 0000950170-25-088157) was 'KPMG LLP' (PCAOB Firm ID: 185). Prior 10-K filed 2024-06-20 (accession 0000950170-24-075584) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 34). | view ↗ |
| Delisting | low | 15-12G · Oct 1, 2013 | Form 15-12G filed 2013-10-01 (accession 0001193125-13-387370) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
Related on SWBI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.