SWAG Risk Flags
Consolidated view of every risk_flag row SWAGhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Aug 15, 2024 | Form NT 10-Q filed 2024-08-15 (accession 0001213900-24-069669) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2025-02-11 (accession 0001213900-25-011872), 181 days after the 2024-08-14 filing… | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2024 | Form NT 10-Q filed 2024-05-16 (accession 0001213900-24-043952) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2025-02-11 (accession 0001213900-25-011872), 272 days after the 2024-05-15 filing… | view ↗ |
| Auditor Change | medium | 10-K/A · Jan 22, 2025 | PCAOB-tagged auditor in 10-K/A filed 2025-01-22 (accession 0001213900-25-005516) was 'Marcum llp' (PCAOB Firm ID: 688). Prior 10-K filed 2023-03-30 (accession 0001213900-23-024610) was 'BF Borgers CPA PC' (PCAOB Firm ID: 5041). | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2025 | Form NT 10-K filed 2025-04-01 (accession 0001213900-25-027133) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-14 (accession 0001213900-25-031596), 14 days after the 2025-03-31 filing … | view ↗ |
Related on SWAG
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.