SVC Risk Flags
Consolidated view of every risk_flag row SVChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | high | 15-12B · Feb 10, 2017 | Form 15-12B (deregistration) filed 2017-02-10 (accession 0001104659-17-008186). Paired with Form 25-NSE (delisting notice) filed 2017-02-09 (accession 0001354457-17-000028) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25-NSE · Feb 9, 2017 | Form 25-NSE (delisting notice) filed 2017-02-09 (accession 0001354457-17-000028). Paired with Form 15-12B (deregistration) filed 2017-02-10 (accession 0001104659-17-008186) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25 · Jun 30, 2016 | Form 25 (delisting notice) filed 2016-06-30 (accession 0001104659-16-130404). Paired with Form 15-12B (deregistration) filed 2017-02-10 (accession 0001104659-17-008186) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25 · Jun 30, 2016 | Form 25 (delisting notice) filed 2016-06-30 (accession 0001104659-16-130403). Paired with Form 15-12B (deregistration) filed 2017-02-10 (accession 0001104659-17-008186) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 15-12B · Feb 3, 2014 | Form 15-12B (deregistration) filed 2014-02-03 (accession 0001104659-14-005887). Paired with Form 25-NSE (delisting notice) filed 2014-01-02 (accession 0000876661-14-000005) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 15-12B · Jan 13, 2014 | Form 15-12B (deregistration) filed 2014-01-13 (accession 0001104659-14-002071). Paired with Form 25-NSE (delisting notice) filed 2014-01-02 (accession 0000876661-14-000005) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25-NSE · Jan 2, 2014 | Form 25-NSE (delisting notice) filed 2014-01-02 (accession 0000876661-14-000005). Paired with Form 15-12B (deregistration) filed 2014-02-03 (accession 0001104659-14-005887) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25-NSE · Jul 1, 2013 | Form 25-NSE (delisting notice) filed 2013-07-01 (accession 0000876661-13-000470). Paired with Form 15-12B (deregistration) filed 2014-02-03 (accession 0001104659-14-005887) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 15-12B · Feb 16, 2012 | Form 15-12B (deregistration) filed 2012-02-16 (accession 0001104659-12-010616). Paired with Form 25-NSE (delisting notice) filed 2012-02-13 (accession 0000876661-12-000063) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25-NSE · Feb 13, 2012 | Form 25-NSE (delisting notice) filed 2012-02-13 (accession 0000876661-12-000063). Paired with Form 15-12B (deregistration) filed 2012-02-16 (accession 0001104659-12-010616) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25-NSE · Jun 7, 2007 | Form 25-NSE (delisting notice) filed 2007-06-07 (accession 0000876661-07-000489). Paired with Form 15-12B (deregistration) filed 2007-05-31 (accession 0001104659-07-044301) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 15-12B · May 31, 2007 | Form 15-12B (deregistration) filed 2007-05-31 (accession 0001104659-07-044301). Paired with Form 25-NSE (delisting notice) filed 2007-06-07 (accession 0000876661-07-000489) within the 12-month going-dark window. | view ↗ |
| Auditor Change | low | 10-K · Feb 28, 2023 | PCAOB-tagged auditor in 10-K filed 2023-02-28 (accession 0000945394-23-000015) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 34). Prior 10-K filed 2022-02-24 (accession 0000945394-22-000015) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). | view ↗ |
Related on SVC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.