SVBL Risk Flags
Consolidated view of every risk_flag row SVBLhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · Sep 14, 2007 | Form NT 10-Q filed 2007-09-14 (accession 0001362310-07-002223) notified the SEC of delayed 10-Q filing for period ending 2007-07-31. Substantive filing landed 2008-03-17 (accession 0001362310-08-001484), 185 days after the 2007-09-14 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · Jun 14, 2007 | Form NT 10-Q filed 2007-06-14 (accession 0001144204-07-031926) notified the SEC of delayed 10-Q filing for period ending 2007-04-30. Substantive filing landed 2008-03-17 (accession 0001362310-08-001484), 277 days after the 2007-06-14 filing… | view ↗ |
| Late Filing | high | NT 10-K · Jan 29, 2007 | Form NT 10-K filed 2007-01-29 (accession 0001144204-07-003758) notified the SEC of delayed 10-K filing for period ending 2006-10-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Sep 15, 2006 | Form NT 10-Q filed 2006-09-15 (accession 0001144204-06-038593) notified the SEC of delayed 10-Q filing for period ending 2006-07-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Delisting | medium | 25 · Jun 16, 2015 | Form 25 filed 2015-06-16 (accession 0001079973-15-000434) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Late Filing | medium | NT 10-K · Jan 29, 2009 | Form NT 10-K filed 2009-01-29 (accession 0001362310-09-000834) notified the SEC of delayed 10-K filing for period ending 2008-10-31. Substantive filing landed 2009-02-13 (accession 0001362310-09-001985), 15 days after the 2009-01-29 filing … | view ↗ |
| Auditor Change | low | 10-K · Jan 29, 2026 | PCAOB-tagged auditor in 10-K filed 2026-01-29 (accession 0001079973-26-000129) was 'Manning Elliott LLP' (PCAOB Firm ID: 1524). Prior 10-K filed 2025-01-29 (accession 0001079973-25-000156) was 'Smythe LLP' (PCAOB Firm ID: 995). | view ↗ |
Related on SVBL
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.