SUNE Risk Flags
Consolidated view of every risk_flag row SUNEhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K/A · Apr 29, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-04-29 (accession 0000897101-24-000153) was 'UHY LLP' (PCAOB Firm ID: 1195). Prior 10-K/A filed 2023-05-01 (accession 0000897101-23-000160) was 'Baker Tilly US, LLP' (PCAOB Firm ID: 23). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2025 | Form NT 10-Q filed 2025-08-14 (accession 0001213900-25-076649) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-15 (accession 0000022701-25-000010), 1 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001213900-25-025771) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-15 (accession 0000022701-25-000002), 15 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0000897101-24-000373) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-19 (accession 0000022701-24-000006), 5 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0000897101-23-000135) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-14 (accession 0000022701-23-000008), 14 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2022 | Form NT 10-Q filed 2022-08-15 (accession 0000897101-22-000780) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-22 (accession 0000022701-22-000012), 8 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2022 | Form NT 10-Q filed 2022-05-16 (accession 0000897101-22-000521) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-23 (accession 0000022701-22-000009), 8 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 2, 2018 | Form NT 10-K filed 2018-04-02 (accession 0000897101-18-000343) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-06 (accession 0001387131-18-001457), 6 days after the 2018-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2017 | Form NT 10-Q filed 2017-08-15 (accession 0000897101-17-001010) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-08-18 (accession 0000897101-17-001019), 4 days after the 2017-08-14 filing d… | view ↗ |
Related on SUNE
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.