SUIC Risk Flags
Consolidated view of every risk_flag row SUIChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Apr 2, 2013 | Form NT 10-K filed 2013-04-02 (accession 0001554795-13-000205) notified the SEC of delayed 10-K filing for period ending 2012-12-31. Substantive filing landed 2013-09-30 (accession 0001554795-13-000584), 183 days after the 2013-03-31 filing… | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001554795-24-000071) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-15 (accession 0001554795-24-000105), 16 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2020 | Form NT 10-K filed 2020-03-31 (accession 0001554795-20-000082) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-05-26 (accession 0001554795-20-000152), 57 days after the 2020-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2017 | Form NT 10-K filed 2017-03-31 (accession 0001554795-17-000127) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-05-15 (accession 0001554795-17-000206), 45 days after the 2017-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 16, 2015 | Form NT 10-Q filed 2015-11-16 (accession 0001554795-15-000440) notified the SEC of delayed 10-Q filing for period ending 2015-09-30. Substantive filing landed 2015-11-30 (accession 0001554795-15-000462), 16 days after the 2015-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2015 | Form NT 10-K filed 2015-03-31 (accession 0001554795-15-000113) notified the SEC of delayed 10-K filing for period ending 2014-12-31. Substantive filing landed 2015-05-22 (accession 0001554795-15-000246), 52 days after the 2015-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2008 | Form NT 10-Q filed 2008-05-15 (accession 0001350284-08-000041) notified the SEC of delayed 10-Q filing for period ending 2008-03-31. Substantive filing landed 2008-08-14 (accession 0001350284-08-000058), 91 days after the 2008-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001554795-24-000207) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-22 (accession 0001554795-24-000217), 8 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001554795-24-000135) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-21 (accession 0001554795-24-000142), 6 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2021 | Form NT 10-Q filed 2021-11-15 (accession 0001554795-21-000395) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-19 (accession 0001554795-21-000405), 5 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 18, 2021 | Form NT 10-Q filed 2021-05-18 (accession 0001554795-21-000196) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-18 (accession 0001554795-21-000200), 3 days after the 2021-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 16, 2020 | Form NT 10-Q filed 2020-11-16 (accession 0001554795-20-000306) notified the SEC of delayed 10-Q filing for period ending 2020-09-30. Substantive filing landed 2020-11-18 (accession 0001554795-20-000311), 4 days after the 2020-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2018 | Form NT 10-Q filed 2018-11-14 (accession 0001554795-18-000330) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-19 (accession 0001554795-18-000347), 5 days after the 2018-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2017 | Form NT 10-Q filed 2017-05-16 (accession 0001554795-17-000220) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-05-16 (accession 0001554795-17-000223), 1 days after the 2017-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 14, 2015 | Form NT 10-Q filed 2015-05-14 (accession 0001554795-15-000190) notified the SEC of delayed 10-Q filing for period ending 2015-03-31. Substantive filing landed 2015-05-29 (accession 0001554795-15-000251), 14 days after the 2015-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 13, 2014 | Form NT 10-Q filed 2014-08-13 (accession 0001554795-14-000491) notified the SEC of delayed 10-Q filing for period ending 2014-06-30. Substantive filing landed 2014-08-18 (accession 0001554795-14-000514), 4 days after the 2014-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 28, 2014 | Form NT 10-K filed 2014-03-28 (accession 0001554795-14-000225) notified the SEC of delayed 10-K filing for period ending 2014-03-28. Substantive filing landed 2014-04-14 (accession 0001554795-14-000285), 73 days before the 2014-06-26 filing… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2012 | Form NT 10-Q filed 2012-05-15 (accession 0001471242-12-000645) notified the SEC of delayed 10-Q filing for period ending 2012-05-15. Substantive filing landed 2012-05-23 (accession 0001471242-12-000809), 37 days before the 2012-06-29 filing… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2012 | Form NT 10-K filed 2012-04-02 (accession 0001471242-12-000390) notified the SEC of delayed 10-K filing for period ending 2012-04-02. Substantive filing landed 2012-04-20 (accession 0001471242-12-000497), 72 days before the 2012-07-01 filing… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2011 | Form NT 10-Q filed 2011-11-14 (accession 0001144204-11-064343) notified the SEC of delayed 10-Q filing for period ending 2011-09-30. Substantive filing landed 2011-11-21 (accession 0001144204-11-065951), 7 days after the 2011-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 16, 2011 | Form NT 10-Q filed 2011-08-16 (accession 0001144204-11-047749) notified the SEC of delayed 10-Q filing for period ending 2011-06-30. Substantive filing landed 2011-08-19 (accession 0001144204-11-048745), 5 days after the 2011-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2011 | Form NT 10-K filed 2011-03-31 (accession 0001350284-11-000009) notified the SEC of delayed 10-K filing for period ending 2010-12-31. Substantive filing landed 2011-04-28 (accession 0001144204-11-024458), 28 days after the 2011-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K · Jul 1, 2025 | PCAOB-tagged auditor in 10-K filed 2025-07-01 (accession 0001554795-25-000172) was 'Victor Mokuolu, CPA PLLC' (PCAOB Firm ID: 6771). Prior 10-K filed 2024-04-15 (accession 0001554795-24-000105) was 'James Pai, CPA' (PCAOB Firm ID: 3826). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001554795-23-000345) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001554795-23-000348), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2023 | Form NT 10-Q filed 2023-08-14 (accession 0001554795-23-000264) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-21 (accession 0001554795-23-000270), 7 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2019 | Form NT 10-Q filed 2019-11-14 (accession 0001554795-19-000379) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-11-19 (accession 0001554795-19-000389), 5 days after the 2019-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2011 | Form NT 10-Q filed 2011-05-16 (accession 0001144204-11-029572) notified the SEC of delayed 10-Q filing for period ending 2011-03-31. Substantive filing landed 2011-05-23 (accession 0001144204-11-031745), 8 days after the 2011-05-15 filing d… | view ↗ |
Related on SUIC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.