STQN Risk Flags
Consolidated view of every risk_flag row STQNhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Mar 30, 2006 | Form NT 10-K filed 2006-03-30 (accession 0001261070-06-000007) notified the SEC of delayed 10-K filing for period ending 2005-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2004 | Form NT 10-K filed 2004-03-31 (accession 0001261070-04-000013) notified the SEC of delayed 10-K filing for period ending 2003-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2017 | Form NT 10-K filed 2017-03-31 (accession 0001261070-17-000002) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-17 (accession 0001261070-17-000004), 17 days after the 2017-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K/A · Apr 30, 2026 | PCAOB-tagged auditor in 10-K/A filed 2026-04-30 (accession 0001493152-26-020105) was 'INTEGRITAT CPA' (PCAOB Firm ID: 6624). Prior 10-K filed 2025-02-05 (accession 0001493152-25-005023) was 'Michael T. Studer CPA P.C.' (PCAOB Firm ID: 822). | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2026 | Form NT 10-K filed 2026-04-01 (accession 0001493152-26-014487) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-06 (accession 0001493152-26-015204), 6 days after the 2026-03-31 filing d… | view ↗ |
| Delisting | low | 15-12G · Dec 23, 2025 | Form 15-12G filed 2025-12-23 (accession 0001493152-25-029016) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Auditor Change | low | 10-K · Mar 7, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-07 (accession 0001493152-23-006924) was 'Michael T. Studer CPA P.C.' (PCAOB Firm ID: 822). Prior 10-K filed 2022-04-15 (accession 0001493152-22-010058) was 'Berkower LLC' (PCAOB Firm ID: 217). | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001493152-22-008368) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-15 (accession 0001493152-22-010058), 15 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2020 | Form NT 10-K filed 2020-03-31 (accession 0001493152-20-005324) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-04-14 (accession 0001493152-20-006379), 15 days after the 2020-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2018 | Form NT 10-Q filed 2018-08-15 (accession 0001493152-18-011955) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-15 (accession 0001493152-18-011958), 1 days after the 2018-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 18, 2010 | Form NT 10-Q filed 2010-05-18 (accession 0001261070-10-000003) notified the SEC of delayed 10-Q filing for period ending 2010-03-31. Substantive filing landed 2010-05-24 (accession 0001261070-10-000007), 9 days after the 2010-05-15 filing d… | view ↗ |
Related on STQN
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.