STEX Risk Flags
Consolidated view of every risk_flag row STEXhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K · Apr 16, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-16 (accession 0001493152-24-014860) was 'Marcum LLP' (PCAOB Firm ID: 688). Prior 10-K filed 2023-03-31 (accession 0001185185-23-000298) was 'Friedman LLP' (PCAOB Firm ID: 711). | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2024 | Form NT 10-K filed 2024-04-02 (accession 0001493152-24-012634) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-16 (accession 0001493152-24-014860), 17 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2025 | Form NT 10-Q filed 2025-08-15 (accession 0001641172-25-024227) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-15 (accession 0001641172-25-024455), 1 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2025 | Form NT 10-Q filed 2025-05-15 (accession 0001641172-25-011028) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-19 (accession 0001641172-25-011419), 4 days after the 2025-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001641172-25-001728) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-15 (accession 0001641172-25-004816), 15 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2024 | Form NT 10-Q filed 2024-05-16 (accession 0001493152-24-020248) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001493152-24-020634), 5 days after the 2024-05-15 filing d… | view ↗ |
Related on STEX
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.