STEK Risk Flags
Consolidated view of every risk_flag row STEKhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001683168-25-002123) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-06-30 (accession 0001683168-25-004834), 91 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 29, 2024 | Form NT 10-K filed 2024-03-29 (accession 0001683168-24-001877) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-07-10 (accession 0001683168-24-004736), 102 days after the 2024-03-30 filing… | view ↗ |
| Late Filing | high | NT 10-Q/A · May 15, 2025 | Form NT 10-Q/A filed 2025-05-15 (accession 0001683168-25-003730) notified the SEC of delayed 10-Q/A filing for period ending 2025-03-31. Substantive filing landed 2025-07-17 (accession 0001683168-25-005177), 63 days after the 2025-05-15 fil… | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2025 | Form NT 10-Q filed 2025-05-15 (accession 0001683168-25-003698) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-07-17 (accession 0001683168-25-005177), 63 days after the 2025-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001683168-24-003533) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-07-16 (accession 0001683168-24-004900), 62 days after the 2024-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001683168-23-008136) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-12-01 (accession 0001683168-23-008596), 17 days after the 2023-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001683168-23-002077) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-17 (accession 0001683168-23-002487), 17 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q/A · May 14, 2026 | Form NT 10-Q/A filed 2026-05-14 (accession 0001683168-26-003895) notified the SEC of delayed 10-Q/A filing for period ending 2026-03-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not … | view ↗ |
| Late Filing | medium | NT 10-Q · May 14, 2026 | Form NT 10-Q filed 2026-05-14 (accession 0001683168-26-003888) notified the SEC of delayed 10-Q filing for period ending 2026-03-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001683168-26-002493) notified the SEC of delayed 10-K filing for period ending 2025-12-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2025 | Form NT 10-Q filed 2025-11-14 (accession 0001683168-25-008445) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001683168-25-008554), 5 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2025 | Form NT 10-Q filed 2025-08-14 (accession 0001683168-25-006177) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-19 (accession 0001683168-25-006317), 5 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2024 | Form NT 10-Q filed 2024-11-14 (accession 0001683168-24-007991) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-19 (accession 0001683168-24-008267), 5 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001683168-24-005686) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-27 (accession 0001683168-24-006035), 13 days after the 2024-08-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2023 | Form NT 10-Q filed 2023-08-14 (accession 0001683168-23-005761) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-22 (accession 0001683168-23-005973), 8 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2022 | Form NT 10-Q filed 2022-11-15 (accession 0001683168-22-007755) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-23 (accession 0001683168-22-008016), 9 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2022 | Form NT 10-Q filed 2022-08-15 (accession 0001493152-22-022869) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-23 (accession 0001493152-22-023772), 9 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2022 | Form NT 10-K filed 2022-04-01 (accession 0001493152-22-008606) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-01 (accession 0001493152-22-008815), 1 days after the 2022-03-31 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 16, 2021 | Form NT 10-Q filed 2021-11-16 (accession 0001493152-21-028793) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-19 (accession 0001493152-21-029367), 5 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Jan 14, 2021 | Form NT 10-Q filed 2021-01-14 (accession 0001493152-21-001061) notified the SEC of delayed 10-Q filing for period ending 2020-11-30. Substantive filing landed 2021-01-20 (accession 0001493152-21-001389), 6 days after the 2021-01-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Dec 1, 2020 | Form NT 10-K filed 2020-12-01 (accession 0001493152-20-022751) notified the SEC of delayed 10-K filing for period ending 2020-08-31. Substantive filing landed 2020-12-14 (accession 0001493152-20-023476), 15 days after the 2020-11-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Apr 15, 2020 | Form NT 10-Q filed 2020-04-15 (accession 0001493152-20-006469) notified the SEC of delayed 10-Q filing for period ending 2020-02-28. Substantive filing landed 2020-04-15 (accession 0001493152-20-006485), 2 days after the 2020-04-13 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Dec 2, 2019 | Form NT 10-K filed 2019-12-02 (accession 0001493152-19-018624) notified the SEC of delayed 10-K filing for period ending 2019-08-31. Substantive filing landed 2019-12-13 (accession 0001493152-19-019136), 14 days after the 2019-11-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Jul 16, 2019 | Form NT 10-Q filed 2019-07-16 (accession 0001493152-19-010675) notified the SEC of delayed 10-Q filing for period ending 2019-05-31. Substantive filing landed 2019-07-17 (accession 0001493152-19-010713), 2 days after the 2019-07-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Apr 16, 2019 | Form NT 10-Q filed 2019-04-16 (accession 0001493152-19-005438) notified the SEC of delayed 10-Q filing for period ending 2019-02-28. Substantive filing landed 2019-04-17 (accession 0001493152-19-005527), 3 days after the 2019-04-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Jun 30, 2025 | PCAOB-tagged auditor in 10-K filed 2025-06-30 (accession 0001683168-25-004834) was 'Bush & Associates CPA LLC' (PCAOB Firm ID: 6797). Prior 10-K filed 2024-07-10 (accession 0001683168-24-004736) was 'Turner, Stone & Company, LLP' (PCAOB Fir… | view ↗ |
| Late Filing | low | NT 10-K · Nov 30, 2018 | Form NT 10-K filed 2018-11-30 (accession 0001493152-18-016899) notified the SEC of delayed 10-K filing for period ending 2018-08-31. Substantive filing landed 2018-12-14 (accession 0001493152-18-017531), 15 days after the 2018-11-29 filing … | view ↗ |
| Late Filing | low | NT 10-K · Dec 4, 2017 | Form NT 10-K filed 2017-12-04 (accession 0001493152-17-014135) notified the SEC of delayed 10-K filing for period ending 2017-08-31. Substantive filing landed 2017-12-14 (accession 0001493152-17-014604), 15 days after the 2017-11-29 filing … | view ↗ |
| Late Filing | low | NT 10-K · Dec 1, 2016 | Form NT 10-K filed 2016-12-01 (accession 0001493152-16-015573) notified the SEC of delayed 10-K filing for period ending 2016-08-31. Substantive filing landed 2016-12-08 (accession 0001493152-16-015756), 9 days after the 2016-11-29 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Apr 15, 2015 | Form NT 10-Q filed 2015-04-15 (accession 0001078782-15-000578) notified the SEC of delayed 10-Q filing for period ending 2015-02-28. Substantive filing landed 2015-04-15 (accession 0001078782-15-000586), 1 days after the 2015-04-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Dec 2, 2014 | Form NT 10-K filed 2014-12-02 (accession 0001078782-14-002183) notified the SEC of delayed 10-K filing for period ending 2014-08-31. Substantive filing landed 2014-12-03 (accession 0001078782-14-002196), 4 days after the 2014-11-29 filing d… | view ↗ |
Related on STEK
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.