ST Risk Flags
Consolidated view of every risk_flag row SThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | high | 15-12B · Apr 9, 2018 | Form 15-12B (deregistration) filed 2018-04-09 (accession 0001477294-18-000075). Paired with Form 25-NSE (delisting notice) filed 2018-03-28 (accession 0000876661-18-000303) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25-NSE · Mar 28, 2018 | Form 25-NSE (delisting notice) filed 2018-03-28 (accession 0000876661-18-000303). Paired with Form 15-12B (deregistration) filed 2018-04-09 (accession 0001477294-18-000075) within the 12-month going-dark window. | view ↗ |
| Auditor Change | low | 10-K · Feb 27, 2026 | PCAOB-tagged auditor in 10-K filed 2026-02-27 (accession 0001477294-26-000007) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 34). Prior 10-K filed 2025-02-28 (accession 0001477294-25-000022) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). | view ↗ |
Related on ST
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.