SSII Risk Flags
Consolidated view of every risk_flag row SSIIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · May 15, 2020 | Form NT 10-K filed 2020-05-15 (accession 0001213900-20-012353) notified the SEC of delayed 10-K filing for period ending 2019-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 29, 2019 | Form NT 10-K filed 2019-03-29 (accession 0001615774-19-004882) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-16 (accession 0001615774-19-005795), 16 days after the 2019-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001213900-25-026234) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-15 (accession 0001213900-25-031773), 15 days after the 2025-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K/A · Dec 20, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-12-20 (accession 0001213900-24-110779) was 'BDO India LLP' (PCAOB Firm ID: 6074). Prior 10-K filed 2023-03-31 (accession 0001213900-23-025143) was 'BF Borgers CPA PC' (PCAOB Firm ID: 5041). | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2018 | Form NT 10-Q filed 2018-05-15 (accession 0001615774-18-003821) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-05-17 (accession 0001615774-18-003997), 2 days after the 2018-05-15 filing d… | view ↗ |
Related on SSII
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.