SSB Risk Flags
Consolidated view of every risk_flag row SSBhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K · Mar 4, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-04 (accession 0001558370-24-002302) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). Prior 10-K filed 2023-02-24 (accession 0001558370-23-002028) was 'FORVIS, LLP' (PCAOB Firm ID: 686). | view ↗ |
| Delisting | medium | 25 · Dec 18, 2023 | Form 25 filed 2023-12-18 (accession 0001104659-23-126865) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Late Filing | low | NT 10-K · Mar 1, 2024 | Form NT 10-K filed 2024-03-01 (accession 0001558370-24-002271) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-03-04 (accession 0001558370-24-002302), 26 days before the 2024-03-30 filing… | view ↗ |
| Auditor Change | low | 10-K · Feb 24, 2023 | PCAOB-tagged auditor in 10-K filed 2023-02-24 (accession 0001558370-23-002028) was 'FORVIS, LLP' (PCAOB Firm ID: 686). Prior 10-K filed 2022-02-25 (accession 0001558370-22-002075) was 'Dixon Hughes Goodman LLP' (PCAOB Firm ID: 57). | view ↗ |
Related on SSB
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.