SRXH Risk Flags
Consolidated view of every risk_flag row SRXHhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Dec 5, 2025 | PCAOB-tagged auditor in 10-K filed 2025-12-05 (accession 0001493152-25-026452) was 'DAVIDSON & COMPANY LLP' (PCAOB Firm ID: 731). Prior 10-K filed 2025-03-31 (accession 0001641172-25-001558) was 'BDO USA, P.C.' (PCAOB Firm ID: 243). | view ↗ |
| Auditor Change | high | 10-K · Mar 28, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-28 (accession 0001628280-23-009336) was 'BDO USA, LLP' (PCAOB Firm ID: 243). Prior 10-K/A filed 2022-03-29 (accession 0001471727-22-000030) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2025 | Form NT 10-Q filed 2025-08-14 (accession 0001641172-25-023919) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-09-30 (accession 0001493152-25-016260), 47 days after the 2025-08-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2019 | Form NT 10-Q filed 2019-11-15 (accession 0001140361-19-020716) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2020-01-31 (accession 0001140361-20-002020), 78 days after the 2019-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 13, 2019 | Form NT 10-Q filed 2019-08-13 (accession 0001140361-19-014970) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-10-09 (accession 0001140361-19-018253), 56 days after the 2019-08-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Nov 29, 2018 | Form NT 10-K filed 2018-11-29 (accession 0001185185-18-002103) notified the SEC of delayed 10-K filing for period ending 2018-08-31. Substantive filing landed 2018-12-21 (accession 0001185185-18-002226), 22 days after the 2018-11-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Jul 17, 2018 | Form NT 10-Q filed 2018-07-17 (accession 0001185185-18-001261) notified the SEC of delayed 10-Q filing for period ending 2018-05-31. Substantive filing landed 2018-08-29 (accession 0001185185-18-001599), 45 days after the 2018-07-15 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2024 | Form NT 10-Q filed 2024-05-16 (accession 0001493152-24-020160) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-17 (accession 0001493152-24-020392), 2 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 2, 2024 | Form NT 10-K filed 2024-04-02 (accession 0001493152-24-012714) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-12 (accession 0001493152-24-014436), 13 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-Q/A · Aug 14, 2023 | Form NT 10-Q/A filed 2023-08-14 (accession 0001628280-23-029440) notified the SEC of delayed 10-Q/A filing for period ending 2023-06-30. Substantive filing landed 2023-08-21 (accession 0001628280-23-030026), 7 days after the 2023-08-14 fili… | view ↗ |
| Late Filing | low | NT 10-Q · Jan 17, 2018 | Form NT 10-Q filed 2018-01-17 (accession 0001185185-18-000067) notified the SEC of delayed 10-Q filing for period ending 2017-11-30. Substantive filing landed 2018-01-18 (accession 0001185185-18-000079), 4 days after the 2018-01-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Nov 30, 2016 | Form NT 10-K filed 2016-11-30 (accession 0001185185-16-005878) notified the SEC of delayed 10-K filing for period ending 2016-08-31. Substantive filing landed 2016-12-05 (accession 0001185185-16-005898), 6 days after the 2016-11-29 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Jan 15, 2016 | Form NT 10-Q filed 2016-01-15 (accession 0001185185-16-003477) notified the SEC of delayed 10-Q filing for period ending 2015-11-30. Substantive filing landed 2016-01-29 (accession 0001185185-16-003548), 15 days after the 2016-01-14 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Jul 15, 2015 | Form NT 10-Q filed 2015-07-15 (accession 0001185185-15-001817) notified the SEC of delayed 10-Q filing for period ending 2015-05-31. Substantive filing landed 2015-07-20 (accession 0001185185-15-001861), 5 days after the 2015-07-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Dec 2, 2014 | Form NT 10-K filed 2014-12-02 (accession 0001185185-14-003274) notified the SEC of delayed 10-K filing for period ending 2014-08-31. Substantive filing landed 2014-12-04 (accession 0001185185-14-003301), 5 days after the 2014-11-29 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Jan 14, 2013 | Form NT 10-Q filed 2013-01-14 (accession 0001185185-13-000075) notified the SEC of delayed 10-Q filing for period ending 2012-11-30. Substantive filing landed 2013-01-22 (accession 0001185185-13-000157), 8 days after the 2013-01-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Nov 30, 2012 | Form NT 10-K filed 2012-11-30 (accession 0001185185-12-002694) notified the SEC of delayed 10-K filing for period ending 2012-08-31. Substantive filing landed 2012-12-13 (accession 0001185185-12-002768), 14 days after the 2012-11-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Jul 17, 2012 | Form NT 10-Q filed 2012-07-17 (accession 0001185185-12-001491) notified the SEC of delayed 10-Q filing for period ending 2012-05-31. Substantive filing landed 2012-07-17 (accession 0001185185-12-001492), 2 days after the 2012-07-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Jan 17, 2012 | Form NT 10-Q filed 2012-01-17 (accession 0001185185-12-000072) notified the SEC of delayed 10-Q filing for period ending 2011-11-30. Substantive filing landed 2012-01-23 (accession 0001185185-12-000109), 9 days after the 2012-01-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Nov 28, 2011 | Form NT 10-K filed 2011-11-28 (accession 0001019687-11-003718) notified the SEC of delayed 10-K filing for period ending 2011-08-31. Substantive filing landed 2011-12-06 (accession 0001019687-11-003770), 7 days after the 2011-11-29 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Nov 29, 2010 | Form NT 10-K filed 2010-11-29 (accession 0001019687-10-004242) notified the SEC of delayed 10-K filing for period ending 2010-08-31. Substantive filing landed 2010-12-14 (accession 0001019687-10-004414), 15 days after the 2010-11-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Jul 15, 2010 | Form NT 10-Q filed 2010-07-15 (accession 0001019687-10-002645) notified the SEC of delayed 10-Q filing for period ending 2010-05-31. Substantive filing landed 2010-07-19 (accession 0001019687-10-002679), 4 days after the 2010-07-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Apr 15, 2010 | Form NT 10-Q filed 2010-04-15 (accession 0001019687-10-001427) notified the SEC of delayed 10-Q filing for period ending 2010-02-28. Substantive filing landed 2010-04-20 (accession 0001019687-10-001496), 6 days after the 2010-04-14 filing d… | view ↗ |
Related on SRXH
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.