SRTS Risk Flags
Consolidated view of every risk_flag row SRTShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Mar 4, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-04 (accession 0001753926-26-000435) was 'Berkowitz Pollack Brant, Advisors + CPAs' (PCAOB Firm ID: 52). Prior 10-K filed 2025-03-05 (accession 0001753926-25-000408) was 'Marcum LLP' (PCAOB Firm ID:… | view ↗ |
| Delisting | medium | 25-NSE · Jun 4, 2020 | Form 25-NSE filed 2020-06-04 (accession 0001354457-20-000222) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Nov 21, 2016 | Form 25-NSE filed 2016-11-21 (accession 0001354457-16-000557) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
Related on SRTS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.