SRTA Risk Flags
Consolidated view of every risk_flag row SRTAhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · May 6, 2026 | Form 25-NSE filed 2026-05-06 (accession 0001354457-26-000412) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | medium | 10-K · Mar 3, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-03 (accession 0001628280-26-013628) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 34). Prior 10-K filed 2025-03-13 (accession 0001779128-25-000010) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Delisting | medium | 25-NSE · May 7, 2021 | Form 25-NSE filed 2021-05-07 (accession 0001354457-21-000550) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | low | NT 10-Q · May 18, 2021 | Form NT 10-Q filed 2021-05-18 (accession 0001104659-21-068365) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-24 (accession 0001104659-21-071301), 9 days after the 2021-05-15 filing d… | view ↗ |
Related on SRTA
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.