SRRE Risk Flags
Consolidated view of every risk_flag row SRREhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Mar 31, 2014 | Form NT 10-K filed 2014-03-31 (accession 0001144204-14-019111) notified the SEC of delayed 10-K filing for period ending 2013-12-31. Substantive filing landed 2014-12-16 (accession 0001144204-14-074196), 260 days after the 2014-03-31 filing… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 31, 2008 | Form NT 10-K filed 2008-03-31 (accession 0001144204-08-018605) notified the SEC of delayed 10-K filing for period ending 2007-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 15, 2007 | Form NT 10-Q filed 2007-11-15 (accession 0001144204-07-061906) notified the SEC of delayed 10-Q filing for period ending 2007-09-30. Substantive filing landed 2008-05-20 (accession 0001144204-08-030887), 188 days after the 2007-11-14 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 14, 2007 | Form NT 10-Q filed 2007-08-14 (accession 0001144204-07-042752) notified the SEC of delayed 10-Q filing for period ending 2007-06-30. Substantive filing landed 2008-05-20 (accession 0001144204-08-030887), 280 days after the 2007-08-14 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 15, 2007 | Form NT 10-Q filed 2007-05-15 (accession 0001144204-07-025283) notified the SEC of delayed 10-Q filing for period ending 2007-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 15, 2006 | Form NT 10-Q filed 2006-08-15 (accession 0001010549-06-000575) notified the SEC of delayed 10-Q filing for period ending 2006-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Apr 1, 2005 | Form NT 10-K filed 2005-04-01 (accession 0001010549-05-000218) notified the SEC of delayed 10-K filing for period ending 2004-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 30, 2004 | Form NT 10-K filed 2004-03-30 (accession 0001010549-04-000215) notified the SEC of delayed 10-K filing for period ending 2003-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 14, 2002 | Form NT 10-Q filed 2002-11-14 (accession 0001010549-02-000667) notified the SEC of delayed 10-Q filing for period ending 2002-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 14, 2002 | Form NT 10-Q filed 2002-08-14 (accession 0001010549-02-000483) notified the SEC of delayed 10-Q filing for period ending 2002-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 13, 2002 | Form NT 10-Q filed 2002-05-13 (accession 0001010549-02-000272) notified the SEC of delayed 10-Q filing for period ending 2002-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001104659-26-037596) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-17 (accession 0001104659-26-044877), 17 days after the 2026-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001104659-25-029813) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-29 (accession 0001410578-25-000979), 29 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Aug 15, 2024 | Form NT 10-Q filed 2024-08-15 (accession 0001104659-24-090034) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-09-03 (accession 0001410578-24-001578), 20 days after the 2024-08-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2024 | Form NT 10-Q filed 2024-05-16 (accession 0001104659-24-062502) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-06-25 (accession 0001410578-24-001046), 41 days after the 2024-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001104659-24-041751) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-06-05 (accession 0001410578-24-000987), 67 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 3, 2023 | Form NT 10-K filed 2023-04-03 (accession 0001104659-23-040559) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-26 (accession 0001410578-23-000806), 26 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 17, 2022 | Form NT 10-Q filed 2022-05-17 (accession 0001104659-22-061843) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-07-13 (accession 0001410578-22-001936), 59 days after the 2022-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2022 | Form NT 10-K filed 2022-04-01 (accession 0001104659-22-041569) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-19 (accession 0001410578-22-000970), 19 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 3, 2019 | Form NT 10-K filed 2019-04-03 (accession 0001144204-19-017975) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-08-23 (accession 0001144204-19-041558), 145 days after the 2019-03-31 filing… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2013 | Form NT 10-Q filed 2013-11-15 (accession 0001144204-13-062172) notified the SEC of delayed 10-Q filing for period ending 2013-09-30. Substantive filing landed 2013-12-06 (accession 0001144204-13-065952), 22 days after the 2013-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2013 | Form NT 10-Q filed 2013-05-15 (accession 0001144204-13-029146) notified the SEC of delayed 10-Q filing for period ending 2013-03-31. Substantive filing landed 2013-06-07 (accession 0001144204-13-033725), 23 days after the 2013-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2013 | Form NT 10-K filed 2013-04-01 (accession 0001144204-13-018838) notified the SEC of delayed 10-K filing for period ending 2012-12-31. Substantive filing landed 2013-05-22 (accession 0001144204-13-030915), 52 days after the 2013-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 2, 2012 | Form NT 10-K filed 2012-04-02 (accession 0001144204-12-019203) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-04-16 (accession 0001144204-12-021701), 17 days after the 2012-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2009 | Form NT 10-K filed 2009-03-31 (accession 0001144204-09-017224) notified the SEC of delayed 10-K filing for period ending 2008-12-31. Substantive filing landed 2009-05-14 (accession 0001144204-09-026381), 44 days after the 2009-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 2, 2007 | Form NT 10-K filed 2007-04-02 (accession 0001144204-07-015997) notified the SEC of delayed 10-K filing for period ending 2006-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2004 | Form NT 10-Q filed 2004-11-15 (accession 0001010549-04-000735) notified the SEC of delayed 10-Q filing for period ending 2004-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 29, 2002 | Form NT 10-K filed 2002-03-29 (accession 0001010549-02-000142) notified the SEC of delayed 10-K filing for period ending 2001-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 14, 2001 | Form NT 10-Q filed 2001-08-14 (accession 0001010549-01-500342) notified the SEC of delayed 10-Q filing for period ending 2001-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2025 | Form NT 10-Q filed 2025-08-14 (accession 0001104659-25-078196) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-19 (accession 0001410578-25-001852), 5 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2025 | Form NT 10-Q filed 2025-05-16 (accession 0001104659-25-049850) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-16 (accession 0001410578-25-001356), 1 days after the 2025-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2024 | Form NT 10-Q filed 2024-11-15 (accession 0001104659-24-119610) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-25 (accession 0001410578-24-002051), 11 days after the 2024-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001104659-23-118580) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-16 (accession 0001410578-23-002512), 2 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0001104659-23-091614) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-17 (accession 0001410578-23-001970), 3 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2023 | Form NT 10-Q filed 2023-05-16 (accession 0001104659-23-061448) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-22 (accession 0001410578-23-001329), 7 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2022 | Form NT 10-Q filed 2022-11-15 (accession 0001104659-22-119083) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-21 (accession 0001410578-22-003505), 7 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 16, 2021 | Form NT 10-Q filed 2021-11-16 (accession 0001104659-21-140086) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-16 (accession 0001410578-21-000314), 2 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2018 | Form NT 10-Q filed 2018-11-15 (accession 0001144204-18-060259) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-12-17 (accession 0001144204-18-064940), 33 days after the 2018-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2013 | Form NT 10-Q filed 2013-08-14 (accession 0001144204-13-045486) notified the SEC of delayed 10-Q filing for period ending 2013-06-30. Substantive filing landed 2013-08-19 (accession 0001144204-13-046691), 5 days after the 2013-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2012 | Form NT 10-Q filed 2012-08-14 (accession 0001144204-12-045091) notified the SEC of delayed 10-Q filing for period ending 2012-06-30. Substantive filing landed 2012-08-20 (accession 0001144204-12-046931), 6 days after the 2012-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2012 | Form NT 10-Q filed 2012-05-15 (accession 0001144204-12-028894) notified the SEC of delayed 10-Q filing for period ending 2012-03-31. Substantive filing landed 2012-05-21 (accession 0001144204-12-030888), 6 days after the 2012-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2011 | Form NT 10-Q filed 2011-11-14 (accession 0001144204-11-063469) notified the SEC of delayed 10-Q filing for period ending 2011-09-30. Substantive filing landed 2011-11-21 (accession 0001144204-11-066098), 7 days after the 2011-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2011 | Form NT 10-Q filed 2011-08-15 (accession 0001144204-11-046368) notified the SEC of delayed 10-Q filing for period ending 2011-06-30. Substantive filing landed 2011-08-19 (accession 0001144204-11-048559), 5 days after the 2011-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 13, 2011 | Form NT 10-Q filed 2011-05-13 (accession 0001144204-11-028829) notified the SEC of delayed 10-Q filing for period ending 2011-03-31. Substantive filing landed 2011-05-20 (accession 0001144204-11-031253), 5 days after the 2011-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2011 | Form NT 10-K filed 2011-03-30 (accession 0001144204-11-018210) notified the SEC of delayed 10-K filing for period ending 2010-12-31. Substantive filing landed 2011-04-15 (accession 0001144204-11-022246), 15 days after the 2011-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2010 | Form NT 10-Q filed 2010-11-15 (accession 0001144204-10-060021) notified the SEC of delayed 10-Q filing for period ending 2010-09-30. Substantive filing landed 2010-11-17 (accession 0001144204-10-061616), 3 days after the 2010-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 13, 2010 | Form NT 10-Q filed 2010-08-13 (accession 0001144204-10-043370) notified the SEC of delayed 10-Q filing for period ending 2010-06-30. Substantive filing landed 2010-08-19 (accession 0001144204-10-045463), 5 days after the 2010-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 14, 2010 | Form NT 10-Q filed 2010-05-14 (accession 0001144204-10-027096) notified the SEC of delayed 10-Q filing for period ending 2010-03-31. Substantive filing landed 2010-05-17 (accession 0001144204-10-027748), 2 days after the 2010-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2010 | Form NT 10-K filed 2010-03-31 (accession 0001144204-10-016880) notified the SEC of delayed 10-K filing for period ending 2009-12-31. Substantive filing landed 2010-04-15 (accession 0001144204-10-020228), 15 days after the 2010-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 13, 2009 | Form NT 10-Q filed 2009-11-13 (accession 0001144204-09-058648) notified the SEC of delayed 10-Q filing for period ending 2009-09-30. Substantive filing landed 2009-11-18 (accession 0001144204-09-060573), 4 days after the 2009-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2009 | Form NT 10-Q filed 2009-08-14 (accession 0001144204-09-043051) notified the SEC of delayed 10-Q filing for period ending 2009-06-30. Substantive filing landed 2009-08-19 (accession 0001144204-09-044506), 5 days after the 2009-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 14, 2009 | Form NT 10-Q filed 2009-05-14 (accession 0001144204-09-026292) notified the SEC of delayed 10-Q filing for period ending 2009-03-31. Substantive filing landed 2009-05-15 (accession 0001144204-09-026774), 0 days after the 2009-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2008 | Form NT 10-Q filed 2008-11-14 (accession 0001144204-08-063659) notified the SEC of delayed 10-Q filing for period ending 2008-09-30. Substantive filing landed 2008-11-19 (accession 0001144204-08-065355), 5 days after the 2008-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2008 | Form NT 10-Q filed 2008-08-14 (accession 0001144204-08-046532) notified the SEC of delayed 10-Q filing for period ending 2008-06-30. Substantive filing landed 2008-08-19 (accession 0001144204-08-048558), 5 days after the 2008-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2008 | Form NT 10-Q filed 2008-05-15 (accession 0001144204-08-029062) notified the SEC of delayed 10-Q filing for period ending 2008-03-31. Substantive filing landed 2008-05-20 (accession 0001144204-08-030887), 5 days after the 2008-05-15 filing d… | view ↗ |
| Auditor Change | low | 10-K/A · Oct 22, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-10-22 (accession 0001410578-24-001694) was 'RH CPA' (PCAOB Firm ID: 6398). Prior 10-K filed 2023-04-26 (accession 0001410578-23-000806) was 'RH CPA' (PCAOB Firm ID: 6389). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 17, 2021 | Form NT 10-Q filed 2021-08-17 (accession 0001104659-21-106673) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-08-20 (accession 0001104659-21-107878), 6 days after the 2021-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2021 | Form NT 10-Q filed 2021-05-17 (accession 0001104659-21-068084) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-21 (accession 0001104659-21-070471), 6 days after the 2021-05-15 filing d… | view ↗ |
Related on SRRE
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.