SRL Risk Flags
Consolidated view of every risk_flag row SRLhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Jul 17, 2017 | Form 25-NSE filed 2017-07-17 (accession 0000876661-17-000408) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25 · Jun 7, 2007 | Form 25 filed 2007-06-07 (accession 0001085037-07-001359) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Auditor Change | low | 20-F · Apr 26, 2023 | PCAOB-tagged auditor in 20-F filed 2023-04-26 (accession 0001410578-23-000795) was 'Smythe LLP' (PCAOB Firm ID: 995). Prior 20-F filed 2022-04-29 (accession 0001410578-22-001109) was 'BDO LLP' (PCAOB Firm ID: 1295). | view ↗ |
Related on SRL
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.