SPNT Risk Flags
Consolidated view of every risk_flag row SPNThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Feb 26, 2026 | Form 25-NSE filed 2026-02-26 (accession 0000876661-26-000181) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K · Feb 29, 2024 | PCAOB-tagged auditor in 10-K filed 2024-02-29 (accession 0001576018-24-000018) was 'PricewaterhouseCoopers LLP' (PCAOB Firm ID: 238). Prior 10-K filed 2023-02-24 (accession 0001576018-23-000016) was 'Ernst & Young Ltd.' (PCAOB Firm ID: 1277… | view ↗ |
Related on SPNT
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.