SPCE Risk Flags
Consolidated view of every risk_flag row SPCEhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Apr 13, 2020 | Form 25-NSE filed 2020-04-13 (accession 0000876661-20-000313) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K · Feb 27, 2024 | PCAOB-tagged auditor in 10-K filed 2024-02-27 (accession 0001706946-24-000039) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). Prior 10-K filed 2023-02-28 (accession 0001706946-23-000016) was 'KPMG LLP' (PCAOB Firm ID: 185). | view ↗ |
| Late Filing | low | NT 10-Q · May 11, 2021 | Form NT 10-Q filed 2021-05-11 (accession 0001706946-21-000060) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-11 (accession 0001706946-21-000061), 4 days before the 2021-05-15 filing … | view ↗ |
Related on SPCE
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.