SOWG Risk Flags
Consolidated view of every risk_flag row SOWGhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | low | 10-K · Mar 22, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-22 (accession 0001437749-24-009065) was 'Urish Popeck & Co., LLC' (PCAOB Firm ID: 1013). Prior 10-K filed 2023-04-14 (accession 0001683168-23-002404) was 'M&K CPAS, PLLC' (PCAOB Firm ID: 2738). | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2023 | Form NT 10-Q filed 2023-05-16 (accession 0001683168-23-003466) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-22 (accession 0001683168-23-003625), 7 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 3, 2023 | Form NT 10-K filed 2023-04-03 (accession 0001683168-23-002092) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-14 (accession 0001683168-23-002404), 14 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 13, 2019 | Form NT 10-Q filed 2019-08-13 (accession 0001683168-19-002569) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-08-19 (accession 0001683168-19-002696), 5 days after the 2019-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 2, 2018 | Form NT 10-K filed 2018-04-02 (accession 0001683168-18-000886) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-12 (accession 0001683168-18-000982), 12 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2017 | Form NT 10-K filed 2017-03-31 (accession 0001683168-17-000728) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-06 (accession 0001683168-17-000833), 6 days after the 2017-03-31 filing d… | view ↗ |
Related on SOWG
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.