SOUN Risk Flags
Consolidated view of every risk_flag row SOUNhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Mar 28, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-28 (accession 0001840856-23-000019) was 'Armanino LLP' (PCAOB Firm ID: 32). Prior 10-K filed 2022-03-09 (accession 0001213900-22-011342) was 'UHY LLP' (PCAOB Firm ID: 1195). | view ↗ |
| Auditor Change | medium | 10-K · Mar 2, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-02 (accession 0001840856-26-000006) was 'PricewaterhouseCoopers LLP' (PCAOB Firm ID: 238). Prior 10-K filed 2025-03-11 (accession 0001628280-25-011821) was 'Armanino LLP' (PCAOB Firm ID: 32). | view ↗ |
| Delisting | medium | 25-NSE · Apr 27, 2022 | Form 25-NSE filed 2022-04-27 (accession 0001354457-22-000263) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Apr 27, 2022 | Form 25-NSE filed 2022-04-27 (accession 0001354457-22-000262) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q · May 18, 2021 | Form NT 10-Q filed 2021-05-18 (accession 0001213900-21-027672) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-07-27 (accession 0001213900-21-038740), 73 days after the 2021-05-15 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 4, 2025 | Form NT 10-K filed 2025-03-04 (accession 0001213900-25-019722) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-03-11 (accession 0001628280-25-011821), 20 days before the 2025-03-31 filing… | view ↗ |
| Late Filing | low | NT 10-K · Mar 1, 2024 | Form NT 10-K filed 2024-03-01 (accession 0001213900-24-018784) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-03-01 (accession 0001840856-24-000013), 29 days before the 2024-03-30 filing… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2023 | Form NT 10-Q filed 2023-11-15 (accession 0001213900-23-087581) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-15 (accession 0001840856-23-000059), 1 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2022 | Form NT 10-Q filed 2022-05-17 (accession 0001213900-22-027367) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-17 (accession 0001213900-22-027591), 2 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2021 | Form NT 10-Q filed 2021-08-16 (accession 0001213900-21-043033) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-08-27 (accession 0001213900-21-045421), 13 days after the 2021-08-14 filing … | view ↗ |
Related on SOUN
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.