SOPA Risk Flags
Consolidated view of every risk_flag row SOPAhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001493152-26-014205) notified the SEC of delayed 10-K filing for period ending 2025-12-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001213900-25-026210) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-16 (accession 0001213900-25-032266), 16 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 29, 2024 | Form NT 10-K filed 2024-03-29 (accession 0001213900-24-028000) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-15 (accession 0001213900-24-032944), 16 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2025 | Form NT 10-Q filed 2025-05-15 (accession 0001213900-25-044141) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-20 (accession 0001213900-25-045955), 5 days after the 2025-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2024 | Form NT 10-Q filed 2024-11-14 (accession 0001213900-24-098415) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-15 (accession 0001213900-24-098697), 1 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001213900-24-068955) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-19 (accession 0001213900-24-070687), 5 days after the 2024-08-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Mar 23, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-23 (accession 0001607062-23-000144) was 'OneStop Assurance PAC' (PCAOB Firm ID: 6732). Prior 10-K filed 2022-03-30 (accession 0001607062-22-000218) was 'RBSM LLP' (PCAOB Firm ID: 587). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2022 | Form NT 10-Q filed 2022-08-15 (accession 0001607062-22-000510) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-17 (accession 0001607062-22-000520), 3 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2022 | Form NT 10-Q filed 2022-05-16 (accession 0001607062-22-000355) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-17 (accession 0001607062-22-000363), 2 days after the 2022-05-15 filing d… | view ↗ |
Related on SOPA
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.