SOHOB Risk Flags
Consolidated view of every risk_flag row SOHOBhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | high | 15-12G · Apr 21, 2026 | Form 15-12G (deregistration) filed 2026-04-21 (accession 0001193125-26-166739). Paired with Form 25 (delisting notice) filed 2026-04-08 (accession 0001193125-26-147572) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25 · Apr 8, 2026 | Form 25 (delisting notice) filed 2026-04-08 (accession 0001193125-26-147572). Paired with Form 15-12G (deregistration) filed 2026-04-21 (accession 0001193125-26-166739) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25-NSE · Feb 12, 2026 | Form 25-NSE (delisting notice) filed 2026-02-12 (accession 0001354457-26-000174). Paired with Form 15-12G (deregistration) filed 2026-04-21 (accession 0001193125-26-166739) within the 12-month going-dark window. | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2024 | Form NT 10-Q filed 2024-05-16 (accession 0000950170-24-061059) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-11-05 (accession 0000950170-24-121332), 174 days after the 2024-05-15 filing… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 12, 2024 | Form NT 10-Q filed 2024-08-12 (accession 0000950170-24-095447) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-11-05 (accession 0000950170-24-121332), 83 days after the 2024-08-14 filing … | view ↗ |
| Delisting | medium | 25 · Mar 10, 2008 | Form 25 filed 2008-03-10 (accession 0001193125-08-051267) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2026 | Form NT 10-K filed 2026-04-01 (accession 0001193125-26-135570) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-15 (accession 0001193125-26-157013), 15 days after the 2026-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2024 | Form NT 10-Q filed 2024-11-14 (accession 0000950170-24-127023) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-18 (accession 0000950170-24-128061), 4 days after the 2024-11-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Mar 21, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-21 (accession 0000950170-23-008980) was 'FORVIS, LLP' (PCAOB Firm ID: 686). Prior 10-K filed 2022-03-25 (accession 0001564590-22-011824) was 'Dixon Hughes Goodman LLP' (PCAOB Firm ID: 57). | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2015 | Form NT 10-K filed 2015-03-31 (accession 0001193125-15-114376) notified the SEC of delayed 10-K filing for period ending 2014-12-31. Substantive filing landed 2015-04-14 (accession 0001193125-15-129493), 14 days after the 2015-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 18, 2009 | Form NT 10-Q filed 2009-05-18 (accession 0001193125-09-113979) notified the SEC of delayed 10-Q filing for period ending 2009-03-31. Substantive filing landed 2009-05-20 (accession 0001193125-09-115613), 5 days after the 2009-05-15 filing d… | view ↗ |
Related on SOHOB
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.