SODI Risk Flags
Consolidated view of every risk_flag row SODIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · May 31, 2017 | Form NT 10-K filed 2017-05-31 (accession 0001213900-17-006019) notified the SEC of delayed 10-K filing for period ending 2017-02-28. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · May 29, 2007 | Form NT 10-K filed 2007-05-29 (accession 0001144204-07-029040) notified the SEC of delayed 10-K filing for period ending 2007-02-28. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · May 31, 2006 | Form NT 10-K filed 2006-05-31 (accession 0001144204-06-023087) notified the SEC of delayed 10-K filing for period ending 2006-02-28. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Jul 13, 2005 | Form NT 10-Q filed 2005-07-13 (accession 0001144204-05-021392) notified the SEC of delayed 10-Q filing for period ending 2005-05-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · May 27, 2005 | Form NT 10-K filed 2005-05-27 (accession 0001144204-05-017327) notified the SEC of delayed 10-K filing for period ending 2005-02-28. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · May 30, 2000 | Form NT 10-K filed 2000-05-30 (accession 0000950170-00-000920) notified the SEC of delayed 10-K filing for period ending 2000-02-29. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · May 26, 1999 | Form NT 10-K filed 1999-05-26 (accession 0000950170-99-000925) notified the SEC of delayed 10-K filing for period ending 1999-02-28. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Jul 10, 1998 | Form NT 10-Q filed 1998-07-10 (accession 0000950170-98-001387) notified the SEC of delayed 10-Q filing for period ending 1998-05-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · May 29, 1998 | Form NT 10-K filed 1998-05-29 (accession 0000950170-98-001125) notified the SEC of delayed 10-K filing for period ending 1998-02-28. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · May 29, 1997 | Form NT 10-K filed 1997-05-29 (accession 0000950170-97-000690) notified the SEC of delayed 10-K filing for period ending 1997-02-28. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Jul 12, 1996 | Form NT 10-Q filed 1996-07-12 (accession 0000950170-96-000449) notified the SEC of delayed 10-Q filing for period ending 1996-05-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · May 29, 2024 | Form NT 10-K filed 2024-05-29 (accession 0001654954-24-007025) notified the SEC of delayed 10-K filing for period ending 2024-02-29. Substantive filing landed 2024-07-12 (accession 0001654954-24-008904), 44 days after the 2024-05-29 filing … | view ↗ |
| Late Filing | high | NT 10-K · Jun 1, 2023 | Form NT 10-K filed 2023-06-01 (accession 0001654954-23-007447) notified the SEC of delayed 10-K filing for period ending 2023-02-28. Substantive filing landed 2023-06-23 (accession 0001654954-23-008351), 25 days after the 2023-05-29 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Jul 14, 2022 | Form NT 10-Q filed 2022-07-14 (accession 0001654954-22-009701) notified the SEC of delayed 10-Q filing for period ending 2022-05-31. Substantive filing landed 2022-08-05 (accession 0001654954-22-010659), 21 days after the 2022-07-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · May 31, 2022 | Form NT 10-K filed 2022-05-31 (accession 0001654954-22-007720) notified the SEC of delayed 10-K filing for period ending 2022-02-28. Substantive filing landed 2022-07-14 (accession 0001654954-22-009676), 46 days after the 2022-05-29 filing … | view ↗ |
| Late Filing | high | NT 10-K · Jul 10, 2020 | Form NT 10-K filed 2020-07-10 (accession 0001654954-20-007565) notified the SEC of delayed 10-K filing for period ending 2020-02-29. Substantive filing landed 2021-02-10 (accession 0001654954-21-001436), 257 days after the 2020-05-29 filing… | view ↗ |
| Late Filing | high | NT 10-Q · Oct 17, 2016 | Form NT 10-Q filed 2016-10-17 (accession 0001213900-16-017590) notified the SEC of delayed 10-Q filing for period ending 2016-08-31. Substantive filing landed 2016-11-18 (accession 0001213900-16-018730), 34 days after the 2016-10-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · May 28, 2004 | Form NT 10-K filed 2004-05-28 (accession 0001144204-04-007740) notified the SEC of delayed 10-K filing for period ending 2004-02-29. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Oct 14, 2003 | Form NT 10-Q filed 2003-10-14 (accession 0001072613-03-001623) notified the SEC of delayed 10-Q filing for period ending 2003-08-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · May 23, 2002 | Form NT 10-K filed 2002-05-23 (accession 0001072613-02-000888) notified the SEC of delayed 10-K filing for period ending 2002-02-28. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · May 29, 2001 | Form NT 10-K filed 2001-05-29 (accession 0000950109-01-501508) notified the SEC of delayed 10-K filing for period ending 2001-02-28. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · May 28, 1996 | Form NT 10-K filed 1996-05-28 (accession 0000950170-96-000272) notified the SEC of delayed 10-K filing for period ending 1996-02-29. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Jan 12, 1996 | Form NT 10-Q filed 1996-01-12 (accession 0000950170-96-000013) notified the SEC of delayed 10-Q filing for period ending 1995-11-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-Q · Jan 17, 2024 | Form NT 10-Q filed 2024-01-17 (accession 0001654954-24-000688) notified the SEC of delayed 10-Q filing for period ending 2023-11-30. Substantive filing landed 2024-01-19 (accession 0001654954-24-000774), 5 days after the 2024-01-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Jul 17, 2023 | Form NT 10-Q filed 2023-07-17 (accession 0001654954-23-009284) notified the SEC of delayed 10-Q filing for period ending 2023-05-31. Substantive filing landed 2023-07-21 (accession 0001654954-23-009517), 6 days after the 2023-07-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Jul 14, 2021 | Form NT 10-Q filed 2021-07-14 (accession 0001654954-21-007918) notified the SEC of delayed 10-Q filing for period ending 2021-05-31. Substantive filing landed 2021-07-20 (accession 0001654954-21-008071), 5 days after the 2021-07-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Jun 1, 2021 | Form NT 10-K filed 2021-06-01 (accession 0001654954-21-006428) notified the SEC of delayed 10-K filing for period ending 2021-02-28. Substantive filing landed 2021-06-21 (accession 0001654954-21-007088), 23 days after the 2021-05-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Jul 15, 2016 | Form NT 10-Q filed 2016-07-15 (accession 0001213900-16-015013) notified the SEC of delayed 10-Q filing for period ending 2016-05-31. Substantive filing landed 2016-07-20 (accession 0001213900-16-015121), 5 days after the 2016-07-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Jun 1, 2016 | Form NT 10-K filed 2016-06-01 (accession 0001213900-16-013951) notified the SEC of delayed 10-K filing for period ending 2016-02-29. Substantive filing landed 2016-06-15 (accession 0001213900-16-014258), 17 days after the 2016-05-29 filing … | view ↗ |
| Auditor Change | low | 10-K · Jul 12, 2024 | PCAOB-tagged auditor in 10-K filed 2024-07-12 (accession 0001654954-24-008904) was 'Whitley Penn LLP' (PCAOB Firm ID: 726). Prior 10-K filed 2023-06-23 (accession 0001654954-23-008351) was 'MaloneBailey LLP' (PCAOB Firm ID: 206). | view ↗ |
| Late Filing | low | NT 10-Q · Jan 15, 2015 | Form NT 10-Q filed 2015-01-15 (accession 0001213900-15-000325) notified the SEC of delayed 10-Q filing for period ending 2014-11-30. Substantive filing landed 2015-01-20 (accession 0001213900-15-000430), 6 days after the 2015-01-14 filing d… | view ↗ |
Related on SODI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.