SOC Risk Flags
Consolidated view of every risk_flag row SOChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Mar 17, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-17 (accession 0001831481-25-000016) was 'Ham, Langston & Brezina, L.L.P' (PCAOB Firm ID: 298). Prior 10-K filed 2024-03-28 (accession 0001193125-24-080879) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Delisting | medium | 25-NSE · Nov 4, 2024 | Form 25-NSE filed 2024-11-04 (accession 0000876661-24-001035) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Feb 15, 2024 | Form 25-NSE filed 2024-02-15 (accession 0000876661-24-000101) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2022 | Form NT 10-K filed 2022-04-01 (accession 0001193125-22-092674) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-04 (accession 0001193125-22-095122), 4 days after the 2022-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2021 | Form NT 10-Q filed 2021-11-15 (accession 0001193125-21-329953) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-22 (accession 0001193125-21-336706), 8 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2021 | Form NT 10-Q filed 2021-05-17 (accession 0001193125-21-163630) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-28 (accession 0001193125-21-176996), 13 days after the 2021-05-15 filing … | view ↗ |
Related on SOC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.