SOAR Risk Flags
Consolidated view of every risk_flag row SOARhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Mar 26, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-26 (accession 0001628280-24-012994) was 'Rose, Snyder & Jacobs LLP' (PCAOB Firm ID: 468). Prior 10-K filed 2023-02-27 (accession 0001140361-23-008650) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Delisting | medium | 25-NSE · Sep 18, 2024 | Form 25-NSE filed 2024-09-18 (accession 0001143313-24-000091) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25 · Dec 12, 2023 | Form 25 filed 2023-12-12 (accession 0001140361-23-057206) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Delisting | medium | 25-NSE · Dec 4, 2023 | Form 25-NSE filed 2023-12-04 (accession 0000876661-23-000938) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K/A · Apr 30, 2026 | PCAOB-tagged auditor in 10-K/A filed 2026-04-30 (accession 0001493152-26-020422) was 'Elliott Davis, PLLC' (PCAOB Firm ID: 149). Prior 10-K/A filed 2025-04-30 (accession 0001628280-25-021051) was 'Rose, Snyder & Jacobs LLP'… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2024 | Form NT 10-Q filed 2024-11-14 (accession 0001628280-24-047950) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-19 (accession 0001628280-24-048430), 5 days after the 2024-11-14 filing d… | view ↗ |
Related on SOAR
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.