SNWV Risk Flags
Consolidated view of every risk_flag row SNWVhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Aug 16, 2021 | Form NT 10-Q filed 2021-08-16 (accession 0001140361-21-028506) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-12-13 (accession 0001140361-21-041395), 121 days after the 2021-08-14 filing… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2021 | Form NT 10-K filed 2021-03-31 (accession 0001140361-21-011099) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-10-21 (accession 0001140361-21-035116), 204 days after the 2021-03-31 filing… | view ↗ |
| Late Filing | medium | NT 10-K/A · Apr 4, 2022 | Form NT 10-K/A filed 2022-04-04 (accession 0001140361-22-012956) notified the SEC of delayed 10-K/A filing for period ending 2021-12-31. Substantive filing landed 2022-05-13 (accession 0001140361-22-019072), 43 days after the 2022-03-31 fil… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001140361-22-012316) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-05-13 (accession 0001140361-22-019072), 43 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2021 | Form NT 10-Q filed 2021-11-15 (accession 0001140361-21-037917) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-12-13 (accession 0001140361-21-041395), 29 days after the 2021-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 17, 2021 | Form NT 10-Q filed 2021-05-17 (accession 0001140361-21-017727) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-07-01 (accession 0001140361-21-023160), 47 days after the 2021-05-15 filing … | view ↗ |
| Auditor Change | low | 10-K · Mar 26, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-26 (accession 0001628280-26-021443) was 'Baker Tilly US, LLP' (PCAOB Firm ID: 23). Prior 10-K filed 2025-03-20 (accession 0001628280-25-014141) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2022 | Form NT 10-Q filed 2022-05-16 (accession 0001140361-22-019405) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-26 (accession 0001140361-22-020821), 11 days after the 2022-05-15 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 17, 2020 | Form NT 10-Q filed 2020-11-17 (accession 0001140361-20-025820) notified the SEC of delayed 10-Q filing for period ending 2020-09-30. Substantive filing landed 2020-11-23 (accession 0001140361-20-026351), 9 days after the 2020-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2019 | Form NT 10-Q filed 2019-05-15 (accession 0001654954-19-006122) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-20 (accession 0001654954-19-006320), 5 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2018 | Form NT 10-Q filed 2018-11-15 (accession 0001654954-18-012813) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-19 (accession 0001654954-18-012966), 5 days after the 2018-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2008 | Form NT 10-Q filed 2008-05-16 (accession 0001078782-08-000720) notified the SEC of delayed 10-Q filing for period ending 2008-03-31. Substantive filing landed 2008-05-20 (accession 0001078782-08-000747), 5 days after the 2008-05-15 filing d… | view ↗ |
Related on SNWV
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.