SNTL Risk Flags
Consolidated view of every risk_flag row SNTLhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · Nov 14, 2003 | Form NT 10-Q filed 2003-11-14 (accession 0001086715-03-000132) notified the SEC of delayed 10-Q filing for period ending 2003-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Jun 30, 2003 | Form NT 10-K filed 2003-06-30 (accession 0001086715-03-000085) notified the SEC of delayed 10-K filing for period ending 2003-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Feb 14, 2003 | Form NT 10-Q filed 2003-02-14 (accession 0001086715-03-000025) notified the SEC of delayed 10-Q filing for period ending 2002-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 12, 2002 | Form NT 10-Q filed 2002-11-12 (accession 0001086715-02-000084) notified the SEC of delayed 10-Q filing for period ending 2002-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 14, 2002 | Form NT 10-Q filed 2002-08-14 (accession 0001086715-02-000069) notified the SEC of delayed 10-Q filing for period ending 2002-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Jun 28, 2002 | Form NT 10-K filed 2002-06-28 (accession 0001157523-02-000561) notified the SEC of delayed 10-K filing for period ending 2002-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 2001 | Form NT 10-Q filed 2001-11-14 (accession 0001086715-01-500165) notified the SEC of delayed 10-Q filing for period ending 2001-09-30. Substantive filing landed 2001-11-30 (accession 0001086715-01-500173), 16 days after the 2001-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 14, 2026 | Form NT 10-Q filed 2026-05-14 (accession 0001096906-26-000800) notified the SEC of delayed 10-Q filing for period ending 2026-03-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001096906-26-000440) notified the SEC of delayed 10-K filing for period ending 2025-12-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 17, 2025 | Form NT 10-Q filed 2025-11-17 (accession 0001096906-25-001872) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001096906-25-001899), 5 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001096906-25-000317) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-28 (accession 0001096906-25-000610), 28 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 15, 2002 | Form NT 10-Q filed 2002-02-15 (accession 0001157523-02-000074) notified the SEC of delayed 10-Q filing for period ending 2001-12-31. Substantive filing landed 2002-02-20 (accession 0001157523-02-000094), 6 days after the 2002-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2001 | Form NT 10-Q filed 2001-08-15 (accession 0001086715-01-500099) notified the SEC of delayed 10-Q filing for period ending 2001-06-30. Substantive filing landed 2001-08-20 (accession 0001086715-01-500103), 6 days after the 2001-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Jun 28, 2001 | Form NT 10-K filed 2001-06-28 (accession 0001086715-01-500065) notified the SEC of delayed 10-K filing for period ending 2001-03-31. Substantive filing landed 2001-07-17 (accession 0001086715-01-500079), 18 days after the 2001-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001096906-24-001694) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-19 (accession 0001096906-24-001775), 5 days after the 2024-08-14 filing d… | view ↗ |
| Auditor Change | low | 10-K/A · Jun 26, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-06-26 (accession 0001096906-24-001437) was 'Tanner LLC' (PCAOB Firm ID: 6797). Prior 10-K filed 2023-11-22 (accession 0001096906-23-002268) was 'Tanner LLC' (PCAOB Firm ID: 270). | view ↗ |
| Delisting | low | 15-12G · Jun 20, 2007 | Form 15-12G filed 2007-06-20 (accession 0000889353-07-000005) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2000 | Form NT 10-Q filed 2000-11-15 (accession 0001086715-00-500021) notified the SEC of delayed 10-Q filing for period ending 2000-09-30. Substantive filing landed 2000-11-20 (accession 0001086715-00-500032), 6 days after the 2000-11-14 filing d… | view ↗ |
Related on SNTL
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.