SNOA Risk Flags
Consolidated view of every risk_flag row SNOAhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Jun 21, 2023 | PCAOB-tagged auditor in 10-K filed 2023-06-21 (accession 0001683168-23-004323) was 'Frazier & Deeter, LLC' (PCAOB Firm ID: 215). Prior 10-K filed 2022-07-13 (accession 0001683168-22-004940) was 'Marcum llp' (PCAOB Firm ID: 688). | view ↗ |
| Delisting | medium | 25-NSE · Jan 22, 2020 | Form 25-NSE filed 2020-01-22 (accession 0001354457-20-000027) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | low | NT 10-K · Jun 29, 2022 | Form NT 10-K filed 2022-06-29 (accession 0001683168-22-004676) notified the SEC of delayed 10-K filing for period ending 2022-03-31. Substantive filing landed 2022-07-13 (accession 0001683168-22-004940), 14 days after the 2022-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-K · Jun 29, 2021 | Form NT 10-K filed 2021-06-29 (accession 0001683168-21-002761) notified the SEC of delayed 10-K filing for period ending 2021-03-31. Substantive filing landed 2021-07-14 (accession 0001683168-21-002977), 15 days after the 2021-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 16, 2020 | Form NT 10-Q filed 2020-11-16 (accession 0001683168-20-003965) notified the SEC of delayed 10-Q filing for period ending 2020-09-30. Substantive filing landed 2020-11-17 (accession 0001683168-20-004000), 3 days after the 2020-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jun 29, 2020 | Form NT 10-K filed 2020-06-29 (accession 0001683168-20-002120) notified the SEC of delayed 10-K filing for period ending 2020-03-31. Substantive filing landed 2020-07-10 (accession 0001683168-20-002234), 11 days after the 2020-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Feb 14, 2017 | Form NT 10-Q filed 2017-02-14 (accession 0001683168-17-000351) notified the SEC of delayed 10-Q filing for period ending 2016-12-31. Substantive filing landed 2017-02-17 (accession 0001683168-17-000410), 3 days after the 2017-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2016 | Form NT 10-Q filed 2016-11-15 (accession 0001683168-16-000667) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2016-11-15 (accession 0001683168-16-000673), 1 days after the 2016-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2013 | Form NT 10-Q filed 2013-11-14 (accession 0001019687-13-004356) notified the SEC of delayed 10-Q filing for period ending 2013-09-30. Substantive filing landed 2013-11-19 (accession 0001019687-13-004492), 5 days after the 2013-11-14 filing d… | view ↗ |
Related on SNOA
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.