SNGX Risk Flags
Consolidated view of every risk_flag row SNGXhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Dec 15, 2021 | Form 25-NSE filed 2021-12-15 (accession 0001354457-21-001465) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q · May 18, 2021 | Form NT 10-Q filed 2021-05-18 (accession 0001213900-21-027328) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-08-13 (accession 0001558370-21-011669), 90 days after the 2021-05-15 filing … | view ↗ |
| Auditor Change | low | 10-K · Mar 21, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-21 (accession 0001558370-25-003459) was 'Cherry Bekaert LLP' (PCAOB Firm ID: 677). Prior 10-K filed 2024-03-15 (accession 0001558370-24-003402) was 'Cherry Bekaert LLP' (PCAOB Firm ID: 274). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2023 | Form NT 10-Q filed 2023-08-14 (accession 0001104659-23-091325) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-21 (accession 0001558370-23-015144), 7 days after the 2023-08-14 filing d… | view ↗ |
Related on SNGX
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.