SNDA Risk Flags
Consolidated view of every risk_flag row SNDAhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Mar 27, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-27 (accession 0001628280-24-013376) was 'RSM US LLP' (PCAOB Firm ID: 49). Prior 10-K filed 2023-03-30 (accession 0001628280-23-009942) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). | view ↗ |
| Auditor Change | low | 10-K · Mar 12, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-12 (accession 0001043000-26-000009) was 'BDO USA, P.C' (PCAOB Firm ID: 243). Prior 10-K filed 2025-03-17 (accession 0001043000-25-000010) was 'RSM US LLP' (PCAOB Firm ID: 49). | view ↗ |
| Late Filing | low | NT 10-Q · May 13, 2022 | Form NT 10-Q filed 2022-05-13 (accession 0001193125-22-149389) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-23 (accession 0001628280-22-015187), 8 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001193125-22-090362) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-15 (accession 0001628280-22-009364), 15 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 16, 2020 | Form NT 10-K filed 2020-03-16 (accession 0001193125-20-073768) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-03-31 (accession 0001564590-20-014583), 1 days after the 2020-03-30 filing d… | view ↗ |
Related on SNDA
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.