SMTK Risk Flags
Consolidated view of every risk_flag row SMTKhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K · Mar 27, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-27 (accession 0001558370-24-004098) was 'Marcum LLP' (PCAOB Firm ID: 688). Prior 10-K filed 2023-03-30 (accession 0001558370-23-005133) was 'BDO LLP' (PCAOB Firm ID: 1295). | view ↗ |
| Auditor Change | low | 10-K · Apr 8, 2026 | PCAOB-tagged auditor in 10-K filed 2026-04-08 (accession 0001104659-26-040562) was 'CBIZ CPAS P.C.' (PCAOB Firm ID: 199). Prior 10-K filed 2025-03-31 (accession 0001558370-25-004151) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001104659-26-037757) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-08 (accession 0001104659-26-040562), 8 days after the 2026-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001104659-24-062000) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001558370-24-008481), 5 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2022 | Form NT 10-Q filed 2022-08-16 (accession 0001104659-22-091748) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-22 (accession 0001558370-22-013855), 8 days after the 2022-08-14 filing d… | view ↗ |
Related on SMTK
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.