SMTI Risk Flags
Consolidated view of every risk_flag row SMTIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Mar 20, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-20 (accession 0001493152-23-008240) was 'Weaver and Tidwell, L.L.P' (PCAOB Firm ID: 410). Prior 10-K filed 2022-03-31 (accession 0001493152-22-008222) was 'MaloneBailey, LLP' (PCAOB Firm ID: 206). | view ↗ |
| Late Filing | high | NT 10-Q · Aug 10, 2006 | Form NT 10-Q filed 2006-08-10 (accession 0001010549-06-000541) notified the SEC of delayed 10-Q filing for period ending 2006-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 29, 2006 | Form NT 10-K filed 2006-03-29 (accession 0001010549-06-000157) notified the SEC of delayed 10-K filing for period ending 2005-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 2005 | Form NT 10-Q filed 2005-11-14 (accession 0001010549-05-000809) notified the SEC of delayed 10-Q filing for period ending 2005-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 12, 2005 | Form NT 10-Q filed 2005-08-12 (accession 0001010549-05-000548) notified the SEC of delayed 10-Q filing for period ending 2005-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 13, 2005 | Form NT 10-Q filed 2005-05-13 (accession 0001010549-05-000320) notified the SEC of delayed 10-Q filing for period ending 2005-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 29, 2005 | Form NT 10-K filed 2005-03-29 (accession 0001010549-05-000194) notified the SEC of delayed 10-K filing for period ending 2004-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2004 | Form NT 10-Q filed 2004-11-15 (accession 0001010549-04-000739) notified the SEC of delayed 10-Q filing for period ending 2004-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2004 | Form NT 10-K filed 2004-03-30 (accession 0001010549-04-000212) notified the SEC of delayed 10-K filing for period ending 2003-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 15, 2002 | Form NT 10-Q filed 2002-08-15 (accession 0001010549-02-000496) notified the SEC of delayed 10-Q filing for period ending 2002-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2002 | Form NT 10-Q filed 2002-05-15 (accession 0001010549-02-000299) notified the SEC of delayed 10-Q filing for period ending 2002-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 25, 2002 | Form NT 10-K filed 2002-03-25 (accession 0001010549-02-000132) notified the SEC of delayed 10-K filing for period ending 2001-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 2001 | Form NT 10-Q filed 2001-11-14 (accession 0001010549-01-500556) notified the SEC of delayed 10-Q filing for period ending 2001-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 2000 | Form NT 10-Q filed 2000-11-14 (accession 0001010549-00-000629) notified the SEC of delayed 10-Q filing for period ending 2000-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 12, 2000 | Form NT 10-Q filed 2000-05-12 (accession 0001010549-00-000284) notified the SEC of delayed 10-Q filing for period ending 2000-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 28, 2000 | Form NT 10-K filed 2000-03-28 (accession 0001010549-00-000134) notified the SEC of delayed 10-K filing for period ending 1999-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 24, 1999 | Form NT 10-K filed 1999-03-24 (accession 0001010549-99-000076) notified the SEC of delayed 10-K filing for period ending 1998-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 13, 1998 | Form NT 10-Q filed 1998-11-13 (accession 0001010549-98-000320) notified the SEC of delayed 10-Q filing for period ending 1998-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 13, 1998 | Form NT 10-Q filed 1998-08-13 (accession 0001010549-98-000239) notified the SEC of delayed 10-Q filing for period ending 1998-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 1998 | Form NT 10-Q filed 1998-05-15 (accession 0001010549-98-000148) notified the SEC of delayed 10-Q filing for period ending 1998-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 1998 | Form NT 10-K filed 1998-03-31 (accession 0001010549-98-000097) notified the SEC of delayed 10-K filing for period ending 1997-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 12, 1997 | Form NT 10-Q filed 1997-11-12 (accession 0001010549-97-000259) notified the SEC of delayed 10-Q filing for period ending 1997-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 29, 2012 | Form NT 10-K filed 2012-03-29 (accession 0001010549-12-000336) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-04-26 (accession 0001010549-12-000425), 27 days after the 2012-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2019 | Form NT 10-Q filed 2019-05-16 (accession 0001654954-19-006192) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-20 (accession 0001654954-19-006304), 5 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2017 | Form NT 10-Q filed 2017-11-15 (accession 0001654954-17-010701) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2017-11-16 (accession 0001654954-17-010824), 2 days after the 2017-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 3, 2017 | Form NT 10-K filed 2017-04-03 (accession 0001654954-17-003004) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-04 (accession 0001654954-17-003062), 4 days after the 2017-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2016 | Form NT 10-K filed 2016-03-30 (accession 0001354488-16-006779) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-04-14 (accession 0001354488-16-006987), 15 days after the 2016-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2015 | Form NT 10-Q filed 2015-08-14 (accession 0001354488-15-003903) notified the SEC of delayed 10-Q filing for period ending 2015-06-30. Substantive filing landed 2015-08-17 (accession 0001354488-15-003927), 3 days after the 2015-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2015 | Form NT 10-K filed 2015-03-31 (accession 0001354488-15-001464) notified the SEC of delayed 10-K filing for period ending 2014-12-31. Substantive filing landed 2015-04-09 (accession 0001354488-15-001647), 9 days after the 2015-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2014 | Form NT 10-K filed 2014-04-01 (accession 0001354488-14-001599) notified the SEC of delayed 10-K filing for period ending 2013-12-31. Substantive filing landed 2014-04-14 (accession 0001354488-14-001835), 14 days after the 2014-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2013 | Form NT 10-Q filed 2013-05-15 (accession 0001010549-13-000339) notified the SEC of delayed 10-Q filing for period ending 2013-03-31. Substantive filing landed 2013-05-17 (accession 0001010549-13-000367), 2 days after the 2013-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2013 | Form NT 10-K filed 2013-04-01 (accession 0001010549-13-000195) notified the SEC of delayed 10-K filing for period ending 2012-12-31. Substantive filing landed 2013-04-12 (accession 0001010549-13-000245), 12 days after the 2013-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2012 | Form NT 10-Q filed 2012-08-15 (accession 0001010549-12-000906) notified the SEC of delayed 10-Q filing for period ending 2012-06-30. Substantive filing landed 2012-08-20 (accession 0001010549-12-000932), 6 days after the 2012-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 14, 2012 | Form NT 10-Q filed 2012-05-14 (accession 0001010549-12-000536) notified the SEC of delayed 10-Q filing for period ending 2012-03-31. Substantive filing landed 2012-05-16 (accession 0001010549-12-000575), 1 days after the 2012-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2011 | Form NT 10-Q filed 2011-08-16 (accession 0001010549-11-000856) notified the SEC of delayed 10-Q filing for period ending 2011-06-30. Substantive filing landed 2011-08-22 (accession 0001010549-11-000903), 8 days after the 2011-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2011 | Form NT 10-K filed 2011-03-31 (accession 0001010549-11-000285) notified the SEC of delayed 10-K filing for period ending 2010-12-31. Substantive filing landed 2011-04-14 (accession 0001010549-11-000370), 14 days after the 2011-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2010 | Form NT 10-Q filed 2010-05-17 (accession 0001010549-10-000319) notified the SEC of delayed 10-Q filing for period ending 2010-03-31. Substantive filing landed 2010-05-18 (accession 0001010549-10-000329), 3 days after the 2010-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2010 | Form NT 10-K filed 2010-03-31 (accession 0001010549-10-000183) notified the SEC of delayed 10-K filing for period ending 2009-12-31. Substantive filing landed 2010-04-15 (accession 0001010549-10-000232), 15 days after the 2010-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 13, 2009 | Form NT 10-Q filed 2009-11-13 (accession 0001010549-09-000779) notified the SEC of delayed 10-Q filing for period ending 2009-09-30. Substantive filing landed 2009-11-20 (accession 0001010549-09-000813), 6 days after the 2009-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 28, 2008 | Form NT 10-K filed 2008-03-28 (accession 0001010549-08-000222) notified the SEC of delayed 10-K filing for period ending 2007-12-31. Substantive filing landed 2008-04-04 (accession 0001010549-08-000264), 5 days after the 2008-03-30 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 1997 | Form NT 10-K filed 1997-04-01 (accession 0001010549-97-000081) notified the SEC of delayed 10-K filing for period ending 1996-12-31. Substantive filing landed 1997-04-02 (accession 0001010549-97-000083), 2 days after the 1997-03-31 filing d… | view ↗ |
Related on SMTI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.