SMR Risk Flags
Consolidated view of every risk_flag row SMRhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Dec 19, 2024 | Form 25-NSE filed 2024-12-19 (accession 0000876661-24-001191) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | medium | 10-K · Mar 16, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-16 (accession 0001822966-23-000059) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). Prior 10-K filed 2022-03-10 (accession 0001104659-22-032501) was 'WithumSmith+Brown, PC' (PCAOB Firm ID: 100). | view ↗ |
| Delisting | medium | 25 · May 2, 2022 | Form 25 filed 2022-05-02 (accession 0001104659-22-054631) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Late Filing | low | NT 10-Q · May 18, 2021 | Form NT 10-Q filed 2021-05-18 (accession 0001104659-21-068660) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-21 (accession 0001104659-21-070433), 6 days after the 2021-05-15 filing d… | view ↗ |
Related on SMR
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.