SMNR Risk Flags
Consolidated view of every risk_flag row SMNRhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Apr 1, 2025 | Form NT 10-K filed 2025-04-01 (accession 0001213900-25-026468) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2025-04-02 (accession 0001213900-25-027319), 368 days after the 2024-03-30 filing… | view ↗ |
| Auditor Change | high | 10-K · Feb 27, 2026 | PCAOB-tagged auditor in 10-K filed 2026-02-27 (accession 0001193125-26-082642) was 'PIPARA & CO LLP' (PCAOB Firm ID: 6841). Prior 10-K filed 2025-04-02 (accession 0001213900-25-027319) was 'Marcum Asia CPAs llp' (PCAOB Firm ID: 5395). | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2025 | Form NT 10-Q filed 2025-08-14 (accession 0001213900-25-076842) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-15 (accession 0001213900-25-077047), 1 days after the 2025-08-14 filing d… | view ↗ |
| Delisting | medium | 25-NSE · Jul 14, 2025 | Form 25-NSE filed 2025-07-14 (accession 0001354457-25-000656) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2025 | Form NT 10-Q filed 2025-05-15 (accession 0001213900-25-044260) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-16 (accession 0001213900-25-044889), 1 days after the 2025-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2024 | Form NT 10-Q filed 2024-11-14 (accession 0001213900-24-098446) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-19 (accession 0001213900-24-100217), 5 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001213900-24-069135) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-19 (accession 0001213900-24-070799), 5 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001213900-24-043597) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-22 (accession 0001213900-24-045702), 7 days after the 2024-05-15 filing d… | view ↗ |
| Auditor Change | low | 10-K · Apr 2, 2025 | PCAOB-tagged auditor in 10-K filed 2025-04-02 (accession 0001213900-25-027319) was 'Marcum Asia CPAs llp' (PCAOB Firm ID: 5395). Prior 10-K filed 2024-04-01 (accession 0001213900-24-028809) was 'Marcum llp' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2023 | Form NT 10-Q filed 2023-08-14 (accession 0001213900-23-067248) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-15 (accession 0001213900-23-067759), 1 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2022 | Form NT 10-Q filed 2022-11-14 (accession 0001575872-22-001113) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-16 (accession 0001575872-22-001134), 2 days after the 2022-11-14 filing d… | view ↗ |
Related on SMNR
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.