SLE Risk Flags
Consolidated view of every risk_flag row SLEhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001437749-24-010431) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-15 (accession 0001437749-24-011939), 16 days after the 2024-03-30 filing … | view ↗ |
| Auditor Change | low | 10-K · Apr 15, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-15 (accession 0001437749-24-011939) was 'WithumSmith+Brown, PC' (PCAOB Firm ID: 100). Prior 10-K/A filed 2023-05-01 (accession 0001437749-23-011860) was 'Baker Tilly US, LLP' (PCAOB Firm ID: 23). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2022 | Form NT 10-Q filed 2022-11-15 (accession 0001851734-22-000680) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-16 (accession 0001851734-22-000687), 2 days after the 2022-11-14 filing d… | view ↗ |
Related on SLE
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.