SIM Risk Flags
Consolidated view of every risk_flag row SIMhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 20-F · May 1, 2024 | Form NT 20-F filed 2024-05-01 (accession 0001213900-24-038381) notified the SEC of delayed 20-F filing for period ending 2023-12-31. Substantive filing landed 2024-11-18 (accession 0001213900-24-099265), 203 days after the 2024-04-29 filing… | view ↗ |
| Late Filing | high | NT 20-F · Apr 30, 2019 | Form NT 20-F filed 2019-04-30 (accession 0000891092-19-005055) notified the SEC of delayed 20-F filing for period ending 2018-12-31. Substantive filing landed 2019-08-05 (accession 0000891092-19-008252), 97 days after the 2019-04-30 filing … | view ↗ |
| Late Filing | high | NT 20-F · May 2, 2016 | Form NT 20-F filed 2016-05-02 (accession 0000891092-16-014562) notified the SEC of delayed 20-F filing for period ending 2015-12-31. Substantive filing landed 2016-09-21 (accession 0000891092-16-017506), 145 days after the 2016-04-29 filing… | view ↗ |
| Late Filing | high | NT 20-F · Jun 30, 2010 | Form NT 20-F filed 2010-06-30 (accession 0000891092-10-002676) notified the SEC of delayed 20-F filing for period ending 2009-12-31. Substantive filing landed 2010-09-17 (accession 0000891092-10-003955), 140 days after the 2010-04-30 filing… | view ↗ |
| Late Filing | medium | NT 20-F · May 1, 2026 | Form NT 20-F filed 2026-05-01 (accession 0001213900-26-050557) notified the SEC of delayed 20-F filing for period ending 2025-12-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Late Filing | medium | NT 20-F · Apr 29, 2022 | Form NT 20-F filed 2022-04-29 (accession 0001213900-22-022735) notified the SEC of delayed 20-F filing for period ending 2021-12-31. Substantive filing landed 2022-05-18 (accession 0001213900-22-027975), 18 days after the 2022-04-30 filing … | view ↗ |
| Late Filing | medium | NT 20-F · Apr 30, 2021 | Form NT 20-F filed 2021-04-30 (accession 0000891092-21-003978) notified the SEC of delayed 20-F filing for period ending 2020-12-31. Substantive filing landed 2021-05-24 (accession 0000891092-21-004699), 24 days after the 2021-04-30 filing … | view ↗ |
| Late Filing | medium | NT 20-F · May 1, 2020 | Form NT 20-F filed 2020-05-01 (accession 0000891092-20-005986) notified the SEC of delayed 20-F filing for period ending 2019-12-31. Substantive filing landed 2020-06-05 (accession 0000891092-20-007459), 37 days after the 2020-04-29 filing … | view ↗ |
| Late Filing | medium | NT 20-F · Apr 30, 2018 | Form NT 20-F filed 2018-04-30 (accession 0000891092-18-004023) notified the SEC of delayed 20-F filing for period ending 2017-12-31. Substantive filing landed 2018-05-16 (accession 0000891092-18-004329), 16 days after the 2018-04-30 filing … | view ↗ |
| Late Filing | medium | NT 20-F · May 1, 2012 | Form NT 20-F filed 2012-05-01 (accession 0000891092-12-002433) notified the SEC of delayed 20-F filing for period ending 2011-12-31. Substantive filing landed 2012-05-16 (accession 0000891092-12-002872), 17 days after the 2012-04-29 filing … | view ↗ |
| Late Filing | medium | NT 20-F · Jun 30, 2011 | Form NT 20-F filed 2011-06-30 (accession 0000891092-11-004292) notified the SEC of delayed 20-F filing for period ending 2010-12-31. Substantive filing landed 2011-07-12 (accession 0000891092-11-004489), 73 days after the 2011-04-30 filing … | view ↗ |
| Late Filing | medium | NT 20-F · Jun 26, 2009 | Form NT 20-F filed 2009-06-26 (accession 0000891092-09-002575) notified the SEC of delayed 20-F filing for period ending 2008-12-31. Substantive filing landed 2009-07-20 (accession 0000891092-09-002905), 81 days after the 2009-04-30 filing … | view ↗ |
| Late Filing | medium | NT 20-F · Jun 30, 2006 | Form NT 20-F filed 2006-06-30 (accession 0000882377-06-002389) notified the SEC of delayed 20-F filing for period ending 2005-12-31. Substantive filing landed 2006-07-17 (accession 0000882377-06-002504), 78 days after the 2006-04-30 filing … | view ↗ |
| Late Filing | medium | NT 20-F · Jul 1, 2005 | Form NT 20-F filed 2005-07-01 (accession 0000891092-05-001188) notified the SEC of delayed 20-F filing for period ending 2004-12-31. Substantive filing landed 2005-07-13 (accession 0000891092-05-001249), 74 days after the 2005-04-30 filing … | view ↗ |
| Late Filing | medium | NT 20-F · Jul 1, 2004 | Form NT 20-F filed 2004-07-01 (accession 0000891092-04-003088) notified the SEC of delayed 20-F filing for period ending 2003-12-31. Substantive filing landed 2004-07-06 (accession 0000891092-04-003105), 68 days after the 2004-04-29 filing … | view ↗ |
| Late Filing | low | NT 20-F · May 1, 2025 | Form NT 20-F filed 2025-05-01 (accession 0001213900-25-038351) notified the SEC of delayed 20-F filing for period ending 2024-12-31. Substantive filing landed 2025-05-15 (accession 0001213900-25-044060), 15 days after the 2025-04-30 filing … | view ↗ |
| Auditor Change | low | 20-F · Nov 18, 2024 | PCAOB-tagged auditor in 20-F filed 2024-11-18 (accession 0001213900-24-099265) was 'Marcelo de los Santos y Cía., S.C.' (PCAOB Firm ID: 328100001). Prior 20-F filed 2023-05-01 (accession 0001213900-23-034743) was 'Marcelo de los Santos y Cí… | view ↗ |
| Late Filing | low | NT 20-F · May 1, 2017 | Form NT 20-F filed 2017-05-01 (accession 0000891092-17-003600) notified the SEC of delayed 20-F filing for period ending 2016-12-31. Substantive filing landed 2017-05-15 (accession 0000891092-17-003916), 15 days after the 2017-04-30 filing … | view ↗ |
| Late Filing | low | NT 20-F · Apr 30, 2015 | Form NT 20-F filed 2015-04-30 (accession 0000891092-15-003699) notified the SEC of delayed 20-F filing for period ending 2014-12-31. Substantive filing landed 2015-05-15 (accession 0000891092-15-004288), 15 days after the 2015-04-30 filing … | view ↗ |
| Late Filing | low | NT 20-F · Apr 30, 2014 | Form NT 20-F filed 2014-04-30 (accession 0000891092-14-003502) notified the SEC of delayed 20-F filing for period ending 2013-12-31. Substantive filing landed 2014-05-15 (accession 0000891092-14-003903), 15 days after the 2014-04-30 filing … | view ↗ |
| Late Filing | low | NT 20-F · May 1, 2013 | Form NT 20-F filed 2013-05-01 (accession 0000891092-13-003896) notified the SEC of delayed 20-F filing for period ending 2012-12-31. Substantive filing landed 2013-05-15 (accession 0000891092-13-004597), 15 days after the 2013-04-30 filing … | view ↗ |
Related on SIM
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.