SIEB Risk Flags
Consolidated view of every risk_flag row SIEBhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-K/A · Apr 22, 2024 | Form NT 10-K/A filed 2024-04-22 (accession 0001213900-24-034987) notified the SEC of delayed 10-K/A filing for period ending 2023-12-31. Substantive filing landed 2024-05-10 (accession 0001213900-24-041746), 41 days after the 2024-03-30 fil… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 29, 2024 | Form NT 10-K filed 2024-03-29 (accession 0001213900-24-027984) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-05-10 (accession 0001213900-24-041746), 41 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2025 | Form NT 10-K filed 2025-04-01 (accession 0001213900-25-026593) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-01 (accession 0001213900-25-026597), 1 days after the 2025-03-31 filing d… | view ↗ |
| Auditor Change | low | 10-K/A · Apr 1, 2025 | PCAOB-tagged auditor in 10-K/A filed 2025-04-01 (accession 0001213900-25-026597) was 'Crowe LLP' (PCAOB Firm ID: 173). Prior 10-K filed 2024-05-10 (accession 0001213900-24-041746) was 'Baker Tilly US, LLP' (PCAOB Firm ID: 23). | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2024 | Form NT 10-Q filed 2024-05-16 (accession 0001213900-24-044366) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-22 (accession 0001213900-24-045813), 7 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2022 | Form NT 10-Q filed 2022-05-16 (accession 0001213900-22-027212) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-23 (accession 0001213900-22-029058), 8 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 2, 2018 | Form NT 10-K filed 2018-04-02 (accession 0001019056-18-000502) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-13 (accession 0001019056-18-000547), 13 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2017 | Form NT 10-K filed 2017-03-31 (accession 0001019056-17-000330) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-06 (accession 0001019056-17-000358), 6 days after the 2017-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 13, 1996 | Form NT 10-Q filed 1996-11-13 (accession 0000950123-96-006525) notified the SEC of delayed 10-Q filing for period ending 1996-09-30. Substantive filing landed 1996-11-19 (accession 0000950123-96-006794), 5 days after the 1996-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 1996 | Form NT 10-Q filed 1996-08-14 (accession 0000950123-96-004438) notified the SEC of delayed 10-Q filing for period ending 1996-06-30. Substantive filing landed 1996-08-20 (accession 0000950123-96-004603), 6 days after the 1996-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Jun 28, 1996 | Form NT 10-K filed 1996-06-28 (accession 0000928606-96-000081) notified the SEC of delayed 10-K filing for period ending 1996-03-31. Substantive filing landed 1996-07-08 (accession 0000928606-96-000090), 9 days after the 1996-06-29 filing d… | view ↗ |
Related on SIEB
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.