SHOO Risk Flags
Consolidated view of every risk_flag row SHOOhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K · Mar 1, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-01 (accession 0001628280-23-005774) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). Prior 10-K filed 2022-03-01 (accession 0001628280-22-004561) was 'EisnerAmper LLP' (PCAOB Firm ID: 274). | view ↗ |
| Late Filing | low | NT 10-K · Mar 1, 2024 | Form NT 10-K filed 2024-03-01 (accession 0001493152-24-008482) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-03-04 (accession 0001628280-24-008331), 26 days before the 2024-03-30 filing… | view ↗ |
| Late Filing | low | NT 10-K · Mar 1, 2021 | Form NT 10-K filed 2021-03-01 (accession 0001019056-21-000170) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-03-16 (accession 0001628280-21-004895), 15 days before the 2021-03-31 filing… | view ↗ |
| Delisting | low | 15-12G · Dec 20, 2019 | Form 15-12G filed 2019-12-20 (accession 0001019056-19-000673) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
Related on SHOO
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.