SHFS Risk Flags
Consolidated view of every risk_flag row SHFShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Apr 14, 2023 | PCAOB-tagged auditor in 10-K filed 2023-04-14 (accession 0001493152-23-012291) was 'Elliott Davis, PLLC' (PCAOB Firm ID: 149). Prior 10-K filed 2022-03-25 (accession 0001493152-22-007775) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Auditor Change | medium | 10-K · Apr 1, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-01 (accession 0001493152-24-012360) was 'Marcum LLP' (PCAOB Firm ID: 688). Prior 10-K filed 2023-04-14 (accession 0001493152-23-012291) was 'Elliott Davis, PLLC' (PCAOB Firm ID: 149). | view ↗ |
| Delisting | medium | 25-NSE · Sep 28, 2022 | Form 25-NSE filed 2022-09-28 (accession 0001354457-22-000544) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2026 | Form NT 10-K filed 2026-04-01 (accession 0001493152-26-014395) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-15 (accession 0001493152-26-016778), 15 days after the 2026-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2025 | Form NT 10-Q filed 2025-05-16 (accession 0001641172-25-011168) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-21 (accession 0001641172-25-011821), 6 days after the 2025-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2025 | Form NT 10-K filed 2025-04-01 (accession 0001641172-25-001986) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-10 (accession 0001641172-25-003608), 10 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2023 | Form NT 10-K filed 2023-03-30 (accession 0001493152-23-009796) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-14 (accession 0001493152-23-012291), 14 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2022 | Form NT 10-Q filed 2022-08-16 (accession 0001493152-22-023059) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-22 (accession 0001493152-22-023739), 8 days after the 2022-08-14 filing d… | view ↗ |
Related on SHFS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.