SGLA Risk Flags
Consolidated view of every risk_flag row SGLAhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Sep 29, 2025 | Form NT 10-K filed 2025-09-29 (accession 0001493152-25-015851) notified the SEC of delayed 10-K filing for period ending 2025-06-30. Substantive filing landed 2025-10-14 (accession 0001493152-25-017951), 16 days after the 2025-09-28 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 13, 2025 | Form NT 10-Q filed 2025-02-13 (accession 0001493152-25-006216) notified the SEC of delayed 10-Q filing for period ending 2024-12-31. Substantive filing landed 2025-02-19 (accession 0001493152-25-007247), 5 days after the 2025-02-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Sep 30, 2024 | PCAOB-tagged auditor in 10-K filed 2024-09-30 (accession 0001493152-24-038708) was 'AUDIT ALLIANCE LLP' (PCAOB Firm ID: 3487). Prior 10-K filed 2023-03-31 (accession 0001493152-23-009890) was 'JP CENTURION & PARTNERS PLT' (PCAOB Firm ID: 67… | view ↗ |
| Late Filing | low | NT 10-Q · May 14, 2024 | Form NT 10-Q filed 2024-05-14 (accession 0001493152-24-019028) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001493152-24-020526), 5 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 12, 2024 | Form NT 10-Q filed 2024-02-12 (accession 0001493152-24-005807) notified the SEC of delayed 10-Q filing for period ending 2023-12-31. Substantive filing landed 2024-02-20 (accession 0001493152-24-007110), 6 days after the 2024-02-14 filing d… | view ↗ |
| Delisting | low | 15-12G · Feb 8, 2012 | Form 15-12G filed 2012-02-08 (accession 0001213900-12-000504) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 17, 2010 | Form NT 10-Q filed 2010-08-17 (accession 0001204459-10-001970) notified the SEC of delayed 10-Q filing for period ending 2010-06-30. Substantive filing landed 2010-08-27 (accession 0001204459-10-002067), 13 days after the 2010-08-14 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2010 | Form NT 10-K filed 2010-03-31 (accession 0001204459-10-000692) notified the SEC of delayed 10-K filing for period ending 2009-12-31. Substantive filing landed 2010-04-15 (accession 0001204459-10-000824), 15 days after the 2010-03-31 filing … | view ↗ |
Related on SGLA
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.