SGC Risk Flags
Consolidated view of every risk_flag row SGChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25 · Mar 20, 2008 | Form 25 filed 2008-03-20 (accession 0001171843-08-000202) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Auditor Change | low | 10-K · Mar 14, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-14 (accession 0001437749-24-007685) was 'GRANT THORNTON LLP' (PCAOB Firm ID: 248). Prior 10-K filed 2023-03-20 (accession 0001437749-23-007261) was 'Mayer Hoffman McCann P.C.' (PCAOB Firm ID: 199). | view ↗ |
| Late Filing | low | NT 10-K · Mar 16, 2023 | Form NT 10-K filed 2023-03-16 (accession 0001437749-23-006754) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-03-20 (accession 0001437749-23-007261), 11 days before the 2023-03-31 filing… | view ↗ |
| Late Filing | low | NT 10-K · Mar 16, 2022 | Form NT 10-K filed 2022-03-16 (accession 0001437749-22-006427) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-03-23 (accession 0001437749-22-006982), 8 days before the 2022-03-31 filing … | view ↗ |
Related on SGC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.