SFRX Risk Flags
Consolidated view of every risk_flag row SFRXhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Mar 31, 2008 | Form NT 10-K filed 2008-03-31 (accession 0001144204-08-018842) notified the SEC of delayed 10-K filing for period ending 2007-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 15, 2007 | Form NT 10-Q filed 2007-11-15 (accession 0001417987-07-000019) notified the SEC of delayed 10-Q filing for period ending 2007-11-15. Substantive filing landed 2008-05-20 (accession 0001361106-08-000131), 142 days after the 2007-12-30 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 15, 2007 | Form NT 10-Q filed 2007-08-15 (accession 0001144204-07-043757) notified the SEC of delayed 10-Q filing for period ending 2007-06-30. Substantive filing landed 2008-05-20 (accession 0001361106-08-000131), 280 days after the 2007-08-14 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 14, 2007 | Form NT 10-Q filed 2007-05-14 (accession 0001144204-07-025113) notified the SEC of delayed 10-Q filing for period ending 2007-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Apr 2, 2007 | Form NT 10-K filed 2007-04-02 (accession 0001144204-07-016339) notified the SEC of delayed 10-K filing for period ending 2006-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 14, 2006 | Form NT 10-Q filed 2006-11-14 (accession 0001144204-06-047425) notified the SEC of delayed 10-Q filing for period ending 2006-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 15, 2006 | Form NT 10-Q filed 2006-08-15 (accession 0001144204-06-033699) notified the SEC of delayed 10-Q filing for period ending 2006-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 15, 2006 | Form NT 10-Q filed 2006-05-15 (accession 0001144204-06-020673) notified the SEC of delayed 10-Q filing for period ending 2006-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Apr 3, 2006 | Form NT 10-K filed 2006-04-03 (accession 0001144204-06-013382) notified the SEC of delayed 10-K filing for period ending 2005-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 15, 2005 | Form NT 10-Q filed 2005-11-15 (accession 0001144204-05-036060) notified the SEC of delayed 10-Q filing for period ending 2005-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2009 | Form NT 10-K filed 2009-03-31 (accession 0001199835-09-000126) notified the SEC of delayed 10-K filing for period ending 2008-12-31. Substantive filing landed 2009-05-11 (accession 0001199835-09-000218), 41 days after the 2009-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2005 | Form NT 10-K filed 2005-03-31 (accession 0001144204-05-009443) notified the SEC of delayed 10-K filing for period ending 2004-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 29, 2004 | Form NT 10-K filed 2004-03-29 (accession 0001144204-04-003648) notified the SEC of delayed 10-K filing for period ending 2003-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 29, 2002 | Form NT 10-K filed 2002-03-29 (accession 0001046532-02-000054) notified the SEC of delayed 10-K filing for period ending 2001-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2021 | Form NT 10-K filed 2021-03-31 (accession 0001654954-21-003589) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-12 (accession 0001199835-21-000180), 12 days after the 2021-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2020 | Form NT 10-Q filed 2020-08-14 (accession 0001654954-20-009160) notified the SEC of delayed 10-Q filing for period ending 2020-06-30. Substantive filing landed 2020-08-19 (accession 0001199835-20-000218), 5 days after the 2020-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2020 | Form NT 10-K filed 2020-03-30 (accession 0001654954-20-003537) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-04-03 (accession 0001199835-20-000103), 4 days after the 2020-03-30 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2019 | Form NT 10-Q filed 2019-05-15 (accession 0001654954-19-006132) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-20 (accession 0001654954-19-006327), 5 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2019 | Form NT 10-K filed 2019-04-01 (accession 0001654954-19-003834) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-16 (accession 0001654954-19-004427), 16 days after the 2019-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 3, 2017 | Form NT 10-K filed 2017-04-03 (accession 0001654954-17-002953) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-04 (accession 0001654954-17-003050), 4 days after the 2017-03-31 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2016 | Form NT 10-Q filed 2016-08-15 (accession 0001654954-16-001583) notified the SEC of delayed 10-Q filing for period ending 2016-06-30. Substantive filing landed 2016-08-19 (accession 0001654954-16-001738), 5 days after the 2016-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 13, 2016 | Form NT 10-Q filed 2016-05-13 (accession 0001654954-16-000314) notified the SEC of delayed 10-Q filing for period ending 2016-03-31. Substantive filing landed 2016-05-23 (accession 0001199835-16-000841), 8 days after the 2016-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2016 | Form NT 10-K filed 2016-03-30 (accession 0001199835-16-000691) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-04-13 (accession 0001199835-16-000734), 14 days after the 2016-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 16, 2015 | Form NT 10-Q filed 2015-11-16 (accession 0001199835-15-000537) notified the SEC of delayed 10-Q filing for period ending 2015-09-30. Substantive filing landed 2015-11-23 (accession 0001199835-15-000541), 9 days after the 2015-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2015 | Form NT 10-Q filed 2015-08-14 (accession 0001199835-15-000380) notified the SEC of delayed 10-Q filing for period ending 2015-06-30. Substantive filing landed 2015-08-19 (accession 0001199835-15-000391), 5 days after the 2015-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2014 | Form NT 10-Q filed 2014-08-14 (accession 0001199835-14-000416) notified the SEC of delayed 10-Q filing for period ending 2014-06-30. Substantive filing landed 2014-08-15 (accession 0001199835-14-000418), 1 days after the 2014-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2014 | Form NT 10-K filed 2014-03-31 (accession 0001199835-14-000132) notified the SEC of delayed 10-K filing for period ending 2013-12-31. Substantive filing landed 2014-04-14 (accession 0001199835-14-000155), 14 days after the 2014-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2013 | Form NT 10-Q filed 2013-05-15 (accession 0001199835-13-000256) notified the SEC of delayed 10-Q filing for period ending 2013-03-31. Substantive filing landed 2013-05-17 (accession 0001199835-13-000279), 2 days after the 2013-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2013 | Form NT 10-K filed 2013-04-01 (accession 0001199835-13-000145) notified the SEC of delayed 10-K filing for period ending 2012-12-31. Substantive filing landed 2013-04-15 (accession 0001199835-13-000179), 15 days after the 2013-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2012 | Form NT 10-Q filed 2012-08-14 (accession 0001199835-12-000532) notified the SEC of delayed 10-Q filing for period ending 2012-06-30. Substantive filing landed 2012-08-20 (accession 0001199835-12-000573), 6 days after the 2012-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2012 | Form NT 10-K filed 2012-03-30 (accession 0001199835-12-000167) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-04-12 (accession 0001199835-12-000202), 13 days after the 2012-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 10, 2011 | Form NT 10-Q filed 2011-11-10 (accession 0001199835-11-000706) notified the SEC of delayed 10-Q filing for period ending 2011-09-30. Substantive filing landed 2011-11-21 (accession 0001199835-11-000782), 7 days after the 2011-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2011 | Form NT 10-Q filed 2011-08-15 (accession 0001199835-11-000501) notified the SEC of delayed 10-Q filing for period ending 2011-06-30. Substantive filing landed 2011-08-22 (accession 0001199835-11-000537), 8 days after the 2011-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2011 | Form NT 10-Q filed 2011-05-16 (accession 0001199835-11-000348) notified the SEC of delayed 10-Q filing for period ending 2011-03-31. Substantive filing landed 2011-05-19 (accession 0001199835-11-000378), 4 days after the 2011-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2011 | Form NT 10-K filed 2011-03-31 (accession 0001199835-11-000191) notified the SEC of delayed 10-K filing for period ending 2010-12-31. Substantive filing landed 2011-04-15 (accession 0001199835-11-000264), 15 days after the 2011-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 13, 2010 | Form NT 10-Q filed 2010-08-13 (accession 0001199835-10-000509) notified the SEC of delayed 10-Q filing for period ending 2010-06-30. Substantive filing landed 2010-08-20 (accession 0001199835-10-000549), 6 days after the 2010-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 17, 2010 | Form NT 10-Q filed 2010-05-17 (accession 0001199835-10-000343) notified the SEC of delayed 10-Q filing for period ending 2010-03-31. Substantive filing landed 2010-05-24 (accession 0001199835-10-000374), 9 days after the 2010-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2010 | Form NT 10-K filed 2010-03-31 (accession 0001199835-10-000179) notified the SEC of delayed 10-K filing for period ending 2009-12-31. Substantive filing landed 2010-04-15 (accession 0001199835-10-000235), 15 days after the 2010-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2009 | Form NT 10-Q filed 2009-08-14 (accession 0001199835-09-000446) notified the SEC of delayed 10-Q filing for period ending 2009-06-30. Substantive filing landed 2009-08-19 (accession 0001199835-09-000474), 5 days after the 2009-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2009 | Form NT 10-Q filed 2009-05-15 (accession 0001199835-09-000246) notified the SEC of delayed 10-Q filing for period ending 2009-03-31. Substantive filing landed 2009-05-20 (accession 0001199835-09-000292), 5 days after the 2009-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2008 | Form NT 10-Q filed 2008-05-15 (accession 0001361106-08-000125) notified the SEC of delayed 10-Q filing for period ending 2008-03-31. Substantive filing landed 2008-05-20 (accession 0001361106-08-000131), 5 days after the 2008-05-15 filing d… | view ↗ |
| Auditor Change | low | 10-K/A · Apr 22, 2025 | PCAOB-tagged auditor in 10-K/A filed 2025-04-22 (accession 0001199835-25-000129) was 'Astra Audit & Advisory LLC' (PCAOB Firm ID: 6920). Prior 10-K/A filed 2024-04-17 (accession 0001199835-24-000159) was 'Accell Audit & Compliance, P.A'… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001199835-23-000247) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-19 (accession 0001199835-23-000276), 4 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2018 | Form NT 10-Q filed 2018-11-14 (accession 0001654954-18-012655) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-19 (accession 0001654954-18-012964), 5 days after the 2018-11-14 filing d… | view ↗ |
| Delisting | low | 15-12G · Sep 28, 2000 | Form 15-12G filed 2000-09-28 (accession 0001046532-00-000167) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
Related on SFRX
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.